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Bruce Karpati

U.S. Securities and Exchange Commission
Chief, Asset Management Unit, Division of Enforcement
New York, NY, USA


Bruce Karpati is the Chief of the Asset Management Unit of the SEC's Division of Enforcement. The Asset Management Unit focuses on investigations involving investment advisers, investment companies, mutual funds, hedge funds, and private equity funds. Bruce has led investigations and cases involving valuation, performance, insider trading, conflicts of interest, derivatives, manipulation, board governance, soft dollars, best execution, disclosure, market timing and late trading, among other issues. Previously, Bruce was founder and head of the SEC's Hedge Fund Working Group, and served as Assistant Regional Director for the New York Regional Office of the SEC. Earlier, he was a Branch Chief and Attorney in the Division of Enforcement. Prior to the Commission, Bruce was an Associate at Dechert LLP in Washington, D.C. Bruce received his law degree from the University at Buffalo Law School and his undergraduate degree in International Relations from Tufts University.

Bruce Karpati is associated with the following items:
Audio CD  Audio CD Understanding Financial Products 2012 , Tuesday, March 06, 2012 , New York, NY
Investment Management Institute 2012 , Thursday, March 08, 2012 , New York, NY
The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
DVD Video  DVD Video Understanding Financial Products 2012 , Tuesday, March 20, 2012 , New York, NY
Investment Management Institute 2012 , Thursday, March 22, 2012 , New York, NY
The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
Web Segment  Web Segment Hedge Funds and Other Private Funds - Understanding Financial Products 2013 , Monday, January 14, 2013
MP3 Audio  MP3 Audio Understanding Financial Products 2013: Hedge Funds and Other Private Funds - Hedge Funds and Other Private Funds , Monday, January 14, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Understanding Financial Products 2013: Hedge Funds and Other Private Funds - Hedge Funds and Other Private Funds , Monday, January 14, 2013
On-Demand Web Programs  On-Demand Web Programs Understanding Financial Products 2013 , Tuesday, January 22, 2013 , New York, NY
Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Wednesday, February 06, 2013 , New York, NY
The SEC Speaks in 2013 , Saturday, March 09, 2013 , Washington, DC
LiveSeminar  Live Seminar Hedge Fund Enforcement & Regulatory Developments 2012 - CANCELLED , Wednesday, October 31, 2012 , New York, NY
Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Wednesday, January 23, 2013 , New York, NY
Understanding Financial Products 2013 , Monday, January 07, 2013 , New York, NY
The SEC Speaks in 2013 , Friday, February 22, 2013 , Washington, DC
Hedge Fund Enforcement & Regulatory Developments Winter 2013 , Wednesday, March 06, 2013 , New York, NY
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