Brian L. Rubin is a partner with Sutherland. He represents broker-dealers, municipal securities dealers, investment advisers, investment companies and individuals in a wide range of securities matters with particular emphasis on regulatory enforcement and litigation involving the Securities Exchange Commission, self-regulatory organizations, such as NASD and the New York Stock Exchange, and private litigants. Prior to joining Sutherland, Mr. Rubin was the Deputy Chief Counsel with NASD’s Enforcement Department where he managed attorneys and examiners in the Washington, DC, home office and in the district offices. He was also Senior Counsel in the SEC’s Division of Enforcement. Mr. Rubin received his B.S., cum laude, from the University of Pennsylvania’s Wharton School of Business, and his M.A. in Economics and his J.D. from Duke University.