FacultyFaculty/Author Profile

Bibb L. Strench

Seward & Kissel LLP

Washington, DC, USA


Bibb L. Strench is a Counsel in the Washington, D.C. office of Seward & Kissel LLP. Mr. Strench's practice focuses on investment advisers, mutual funds, exchange-traded funds and separately managed account sponsors. He provides advice on regulatory, compliance, entity formation, auditor independence, corporate governance and other issues related to the operation of the aforementioned businesses.

During his career, Mr. Strench has played a role in a number of significant legal developments impacting the investment management industry. He helped form the first Shariah-compliant exchange-traded fund, he assisted NCCUSL with the development of the model statutory trust entity act, he was recognized as a contributor to Investment Company Institute's Report of the Advisory Group on Best Practices of Fund Directors and he argued Investment Company Act of 1940 issues in federal and state courts in the landmark mutual fund independent director case (Yacktman v. Carson, et al.).

Mr. Strench began his career as a staff attorney in the Division of Investment Management of the U.S. Securities and Exchange Commission where he was principally responsible for granting exemptive orders and responding to no-action and interpretive requests under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Mr. Strench also formerly held the position of corporate counsel at SAFECO Asset Management, Inc., an investment adviser located in Seattle, Washington.  

He is a member of the CCH Wall Street Compliance Advisory Board, Investment Lawyer Editorial Board and other advisory boards. Mr. Strench frequently speaks on issues surrounding investment management and securities regulation.

Mr. Strench received his J.D. from University of Virginia School of Law and B.A. from Vanderbilt University, 1984.

Bibb L. Strench is associated with the following items:
Treatise Chapters  Treatise Chapters An Introduction to Mutual Funds; And Chapter 1A: A History and Overview of Mutual Fund Regulation - Mutual Funds and Exchange Traded Funds Regulation , Thursday, November 17, 2011
Board Structure and Processes - Mutual Funds and Exchange Traded Funds Regulation , Thursday, November 17, 2011
Closed-End Investment Companies; And Appendix 31A: Form N-2: Registration Statement for Closed-End Management Investment Companies; And Chapter 31A: An Overview of the Formation and Operation of Exchange-Traded Products - Mutual Funds and Exchange Traded Funds Regulation , Thursday, November 17, 2011
Shareholder Voting - Mutual Funds and Exchange Traded Funds Regulation , Thursday, November 17, 2011
Investment Adviser Registration and Disclosure: The Form ADV; And Chapter 4A: Form of Organization - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law , Friday, December 16, 2011
An Introduction to Mutual Funds - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law , Friday, December 16, 2011
Soft Dollars - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law , Friday, December 16, 2011
An Overview of the Formation and Operation of Exchange-Traded Products - Financial Product Fundamentals: Law - Business - Compliance , Wednesday, November 21, 2012
An Introduction to Mutual Funds - Financial Product Fundamentals: Law - Business - Compliance , Wednesday, November 21, 2012
CHB Chapters  CHB Chapters Mutual Fund Anatomy--Role of the Board of Directors and the Investment Adviser - Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Wednesday, June 06, 2012
Mutual Fund Anatomy (April 24, 2013) - Basics of Mutual Funds and Other Registered Investment Companies 2013 , Wednesday, April 24, 2013
Web Segment  Web Segment Mutual Fund Anatomy - Role of the Board and the Adviser - Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Monday, June 11, 2012
Fund Anatomy - Basics of Mutual Funds and Other Registered Investment Companies 2013 , Tuesday, April 30, 2013
MP3 Audio  MP3 Audio Fundamentals of Mutual Funds and Exchange-Traded Funds 2012: Mutual Fund Anatomy - Role of the Board and the Adviser - Mutual Fund Anatomy - Role of the Board and the Adviser , Monday, June 11, 2012
Basics of Mutual Funds and Other Registered Investment Companies 2013: Fund Anatomy - Fund Anatomy , Thursday, May 02, 2013
Transcripts  Transcripts Mutual Fund Anatomy - Role of the Board and the Adviser - Mutual Fund Anatomy - Role of the Board and the Adviser , Monday, June 11, 2012
Fund Anatomy - Fund Anatomy , Tuesday, April 30, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Fundamentals of Mutual Funds and Exchange-Traded Funds 2012: Mutual Fund Anatomy - Role of the Board and the Adviser - Mutual Fund Anatomy - Role of the Board and the Adviser , Monday, June 11, 2012
Basics of Mutual Funds and Other Registered Investment Companies 2013: Fund Anatomy - Fund Anatomy , Thursday, May 02, 2013
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Tuesday, June 26, 2012 , New York, NY
Basics of Mutual Funds and Other Registered Investment Companies 2013 , Wednesday, May 08, 2013 , New York, NY
Audio CD  Audio CD Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Tuesday, July 10, 2012 , New York, NY
DVD Video  DVD Video Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Tuesday, July 24, 2012 , New York, NY
LiveSeminar  Live Seminar Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 , Wednesday, June 06, 2012 , New York, NY
Basics of Mutual Funds and Other Registered Investment Companies 2013 , Wednesday, April 24, 2013 , New York, NY
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