FacultyFaculty/Author Profile
Anna T. Pinedo

Anna T. Pinedo

Morrison & Foerster LLP

New York, NY, USA


Anna Pinedo has concentrated her practice on securities and derivatives. She represents issuers, investment banks/financial intermediaries, and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other structured products.

Ms. Pinedo works closely with financial institutions to create and structure innovative financing techniques, including new securities distribution methodologies and financial products. Ms. Pinedo has particular financing expertise in certain industries, including working with technology-based companies, telecommunications companies, healthcare companies, financial institutions, REITs and consumer finance companies. Ms. Pinedo has worked closely with foreign private issuers in their securities offerings in the United States and in the Euro markets. She also has worked with financial institutions in connection with international offerings of equity and debt securities, equity- and credit-linked notes, and hybrid and structured products, as well as medium-term note and commercial paper programs.

In the derivatives area, Ms. Pinedo counsels a number of major financial institutions acting as dealers and participants in the commodities and derivatives markets. Ms. Pinedo advises on structuring issues, as well as on regulatory issues, monetization, and hedging techniques. Her work focuses on foreign exchanges, equity and credit derivatives products, and structured derivatives transactions. Ms. Pinedo has experience with a wide range of transactions and structures, including collars, swaps, forward and accelerated repurchases, forward sales, hybrid preferred stock, equity- and credit-linked notes, and off-balance sheet structures. Ms. Pinedo also has advised derivatives dealers regarding their Internet sites and other Internet and electronic signature/delivery issues.

Ms. Pinedo regularly speaks at conferences and participates in panel discussions addressing securities law issues, as well as the securities issues arising in connection with derivatives and other financial products. She is the co-author of Considerations for Foreign Banks Financing in the US, published by International Financial Law Review (2012), co-author of Covered Bonds Handbook, published by Practising Law Institute (2010), co-author of the treatise Exempt and Hybrid Securities Offerings, published by Practising Law Institute (2009) and also co-author of BNA Tax and Accounting Portfolio, SEC Reporting Issues for Foreign Private Issuers (BNA Accounting Policy and Practice Series, 2009). Ms. Pinedo contributed to The Future of Bank Funding and Capital: Solutions for Issuers, Opportunities for Investors (IFR Market Intelligence, 2009). Additionally, Ms. Pinedo co-authored "The Ties that Bind: the Prime-Brokerage Regulation," a chapter in Global Financial Crisis (Globe Law and Business, 2009) and "The Law: Legal and Regulatory Framework," a chapter in PIPEs: A Guide to Private Investments in Public Equity (Bloomberg, 2006).

Ms. Pinedo has been included in Best Lawyers in America, Euromoney's Expert Guide for Capital Markets, Super Lawyers, Crain's New York Business "Forty Under 40" and in Investment Dealer's Digest "Forty Under 40" and Hispanic Business's "100 Most Influential Hispanics." Ms. Pinedo has been ranked by Chambers USA as one of America's leading capital markets-derivatives lawyers and by Chambers Global as one of the world's leading lawyers (recommended in capital markets-derivatives). Ms. Pinedo has also been cited as a recommended lawyer for capital markets in the IFLR1000 Guide to Leading Lawyers and as a recommended lawyer in capital markets - debt and equity and derivatives and as one of five leading lawyers in global offerings by The Legal 500 US. PLC Which lawyer? ranks Ms. Pinedo as a highly recommended lawyer for derivatives and a recommended lawyer for equity. Ms. Pinedo was a recipient of the Burton Award for Legal Achievement in 2007, 2009, and 2011 which honors excellence in legal writing.

Ms. Pinedo is a member of the American Bar Association's Committee on the Federal Regulation of Securities, a member of the subcommittee on Disclosure and Continuous Reporting, a member of the subcommittee on Securities Registration, and a member of the task force on the future of securities regulation. She has participated in the drafting committee for the ABA's comment letters on such topics as securities offering reforms, revisions to accelerated filing, and smaller public company proposals. Ms. Pinedo also is a member of the ABA Committee on Regulation of Futures and Derivatives Instruments.

Ms. Pinedo was a member of the University of Chicago Legal Forum during her time at the University of Chicago Law School.

Education

Georgetown University (BSFS, 1990)
University of Chicago Law School (J.D., 1993)
Anna T. Pinedo is associated with the following items:
CHB Chapters  CHB Chapters Over the Worst of It: The US Courts Have Reached the Wrong Conclusions in Recent PIPE Cases. The SEC Has Been Unable to Help Them - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
PIPEs 2007: The Status Quo Takes a Blow - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
PIPEs and Registered Directs: Back to the Future - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Rights Offerings: Right for Right Now - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Frequently Asked Questions About Registered Direct Offerings - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
When a Primary Is Not a Primary: Large Volumes of PIPE Securities Now Cannot Be Easily Sold on - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Change in the Air? US Securities and Exchange Commission’s Recent Rule Revisions - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
The Offering of Choice in 2008 - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Why an Exempt Offering or a Hybrid Offering? - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Over the Wall and Through the Woods: A Look at Wall-Crossed Deals - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Frequently Asked Questions About PIPEs - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
The Short Story - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Capital Markets - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
ATMs: The Other Cash Machine - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
SEC Adopts New FINRA Rule 5123 on Private Placements - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Frequently Asked Questions About PIPEs - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Is Nothing Private Anymore? - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Structuring and Selling Structured Products - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013
Structured Thoughts 2012 - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013
Good Walls, Better Compliance: OCIE's Report - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013
FINRA Commences Sweep Request Relating to Conflicts of Interest - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013
Protection in the Firing Line - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013
Additional JOBS Act Guidance - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
The JOBS Act - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
A Quick Guide to the JOBS Act - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About Communications Issues for Issuers and Financial Intermediaries - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About Registered Direct Offerings - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Solicitation Emancipation: Proposed Rules Relating to the Relaxation of the Prohibition on General Solicitation - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Private Placements—An Overview - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About Rule 144A - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About Rule 144 and Rule 145 - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Over the Wall and Through the Woods: A Look at Wall-Crossed Deals - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About PIPEs - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Is Nothing Private Anymore? - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
FINRA Issues Guidance for Private Placement Filings - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Coming to America: Anna Pinedo and Jerry Marlatt of Morrison & Foerster Describe the Framework Regulating Foreign Banks’ Issuance of Covered Bonds Into the US (July/August 2012) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
The Other Global Warming: The Impact of the JOBS Act on Foreign Issuers - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Considerations for Foreign Banks Financing in the US: Chapter 2—Overview of Financing Through Exempt Offerings - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Accessing the US Markets: A Warmer Climate for Foreign Issuers - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Frequently Asked Questions About Section 3(a)(2) Bank Note Programs - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Welcome to America. Again: The JOBS Act Gives us an Excellent Way to Attract Foreign Issuers Back to the US Capital Markets (May 2012) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Frequently Asked Questions About Rule 144A - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Morrison & Foerster News Bulletin: Reverse Inquiry Transactions in the Spotlight (February 6, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Structuring and Selling Structured Products - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Morrison & Foerster News Bulletin: FINRA Issues Guidance on Backtested Performance Data (April 26, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Morrison & Foerster News Bulletin: Additional SEC Guidance on Estimated Value Disclosures (February 28, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Morrison & Foerster News Bulletin: FINRA’s 2013 Communication Rules and Revisions to MSDAs (April 12, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Treatise  Treatise Covered Bonds Handbook
Exempt and Hybrid Securities Offerings - Exempt and Hybrid Securities Offerings
Treatise Chapters  Treatise Chapters FSA—Asset Pool Notification Form - Covered Bonds Handbook , Thursday, August 12, 2010
FSA—Series Issuance Notification Form - Covered Bonds Handbook , Thursday, August 12, 2010
An Introduction to Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
FSA—Annual Confirmation of Compliance with Regulated Covered Bonds Regulations, 2008 - Covered Bonds Handbook , Thursday, August 12, 2010
Fitch Ratings—Assessment of Liquidity Risks in Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
U.S. Covered Bond Case Study and Regulatory Framework - Covered Bonds Handbook , Thursday, August 12, 2010
History of Covered Bonds Outside the United States - Covered Bonds Handbook , Thursday, August 12, 2010
FSA—Application for Admission to the RCB Register - Covered Bonds Handbook , Thursday, August 12, 2010
Fitch Ratings—Impact of Covered Bonds Issuance on Banks Ratings - Covered Bonds Handbook , Thursday, August 12, 2010
Asset Monitor Agreement - Covered Bonds Handbook , Thursday, August 12, 2010
Documentation of U.S. Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study—Germany - Covered Bonds Handbook , Thursday, August 12, 2010
FSA Letter to BBA—Covered Bond Issuance and Asset Encumbrance - Covered Bonds Handbook , Thursday, August 12, 2010
Fitch Ratings—ABCs of U.S. Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
The German Pfandbrief Act Translation - Covered Bonds Handbook , Thursday, August 12, 2010
Selected Rating Agency Studies and Reports - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Services—New US Covered Bond Bill Is Positive But Falls Short on Addressing Market Value Risk - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Ratings - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Indenture - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—Limited Credit Impact from Proposed U.S. Covered Bond Legislation - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study—United Kingdom - Covered Bonds Handbook , Thursday, August 12, 2010
Sample U.S. Covered Bonds Documents - Covered Bonds Handbook , Thursday, August 12, 2010
Standard & Poor’s—Report Clarifying Issuer Ratings for Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Table of Authorities - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—Rating Approach to Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
FDIC Interim Final Policy Statement on Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Table of Contents - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Services—FDIC Concedes Market Value Cap to Gain Repudiation Rights Over US Bank-Sponsored Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Alternative Funding Sources - Covered Bonds Handbook , Thursday, August 12, 2010
Amended and Restated Declaration of Trust - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—U.S. Covered Bonds Overhaul Would Be Credit Positive Overall - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study—Canada - Covered Bonds Handbook , Thursday, August 12, 2010
Offering Memorandum - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—FAQ U.S. Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Standard & Poor’s—Revised Methodology and Assumptions for Assessing Asset-Liability Mismatch Risk in Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Index - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—Legal Checklist for EU Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
FDIC Final Policy Statement on Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
U.K. Reference Materials - Covered Bonds Handbook , Thursday, August 12, 2010
Regulated Covered Bonds Regulations 2008, As Amended - Covered Bonds Handbook , Thursday, August 12, 2010
Preface - Covered Bonds Handbook , Thursday, August 12, 2010
Fitch Ratings—Covered Bonds Rating Criteria - Covered Bonds Handbook , Thursday, August 12, 2010
History and Development of Covered Bonds in the United States - Covered Bonds Handbook , Thursday, August 12, 2010
Mortgage Bond Purchase Agreement - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Services—Structured Finance in Focus: A Short Guide to Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Non-U.S. Covered Bonds Market - Covered Bonds Handbook , Thursday, August 12, 2010
Mortgage Bond Indenture - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—U.S. Covered Bonds: Industry Gears Up to Propose Comprehensive Legislative Framework; Banks to Benefit - Covered Bonds Handbook , Thursday, August 12, 2010
FDIC Policy Statements and Treasury Best Practices - Covered Bonds Handbook , Thursday, August 12, 2010
Moody’s Investor Service—EMEA Covered Bonds: 2010 Outlook & 2009 Review - Covered Bonds Handbook , Thursday, August 12, 2010
The Department of the Treasury—Best Practices for Residential Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Regulated Covered Bonds Sourcebook - Covered Bonds Handbook , Thursday, August 12, 2010
Why an Exempt Offering or a Hybrid Offering? - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Issues Arising in Connection with Private Placements and Public Offerings Conducted in Close Proximity - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Appendix B1: Summary Timeline of Exempt Offering Developments; And Appendix B2: Timeline of Exempt Offering Rules - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placements--An Overview - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Rule 144A and Regulation S Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placements and Acquisitions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Securities Offering Reform - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Application of Regulation M to Exempt and Hybrid Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Introduction - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Liability Considerations - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Forms 1-59 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Regulation S - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Section 4(1) and Concept of 4(1 1/2) - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Shelf Takedowns - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Staying Private - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Exempt Offerings Using the Internet - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Appendices A1-A30 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Institutional "4(a)(2)" Private Debt Placements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Change of Control Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Shelf Registration Statements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
FINRA and the Exchanges - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Index to Exempt and Hybrid Securities Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 144A - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placement Reform - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Communications in Connection with Exempt and Hybrid Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Questions Arising in Connection with PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Investment Representations/Hedging - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conditional Small Issues Exemption: Regulation A - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Big Boy Letters - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Table of Authorities - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 144 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Continuous Private Placements and Other Unregistered Programs - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Structured PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 701 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Section 4(a)(3) and Section 4(a)(4) - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Public Hybrid Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Traditional PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Venture Private Placements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Course Handbooks  Course Handbooks Understanding the Securities Laws 2012 , New York, NY
Private Placements and Other Financing Alternatives 2013
Web Segment  Web Segment Securities Act Exemptions/Private Placements - Understanding the Securities Laws 2012 , Monday, December 17, 2012
Complex Products - Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Friday, February 22, 2013
Hot Topics in Capital Markets - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Thursday, June 06, 2013
Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings - Understanding the Securities Laws 2013 , Tuesday, July 30, 2013
Transcripts  Transcripts Securities Act Exemptions/Private Placements - Securities Act Exemptions/Private Placements , Monday, December 17, 2012
Complex Products - Complex Products , Friday, February 22, 2013
Navigating the Requirements for Derivatives Trading: Title VII of Dodd-Frank 2013 (Audio-only) - Navigating the Requirements for Derivatives Trading: Title VII of Dodd-Frank 2013 (Audio-only) , Tuesday, March 26, 2013
International Banking, Part III: SEC Registration for Foreign Banks 2013 (Audio-only) - International Banking, Part III: SEC Registration for Foreign Banks 2013 (Audio-only) , Thursday, April 04, 2013
International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S. (Audio-only) - International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S. (Audio-only) , Tuesday, April 16, 2013
Hot Topics in Capital Markets - Hot Topics in Capital Markets , Thursday, June 06, 2013
Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings - Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings , Tuesday, July 30, 2013
MP3 Audio  MP3 Audio Understanding the Securities Laws 2012: Securities Act Exemptions/Private Placem - Securities Act Exemptions/Private Placements , Tuesday, December 18, 2012
JOBS Act: Growing Momentum 2013 , Wednesday, January 09, 2013
Broker-Dealer and Adviser Regulatory Compliance Forum 2013: Complex Products - Complex Products , Monday, February 25, 2013
Navigating the Requirements for Derivatives Trading: Title VII of Dodd-Frank , Tuesday, March 12, 2013
International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S , Tuesday, April 02, 2013
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Hot Topics in Capital Markets - Hot Topics in Capital Markets , Thursday, June 06, 2013
Understanding the Securities Laws 2013: Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings - Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings , Friday, August 02, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Understanding the Securities Laws 2012: Securities Act Exemptions/Private Placements - Securities Act Exemptions/Private Placements , Tuesday, December 18, 2012
Broker-Dealer and Adviser Regulatory Compliance Forum 2013: Complex Products - Complex Products , Monday, February 25, 2013
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Hot Topics in Capital Markets - Hot Topics in Capital Markets , Thursday, June 06, 2013
Understanding the Securities Laws 2013: Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings - Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings , Friday, August 02, 2013
On-Demand Web Programs  On-Demand Web Programs Understanding the Securities Laws 2012 , Thursday, December 27, 2012 , New York, NY
Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, March 06, 2013 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 29, 2013 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 19, 2013 , New York, NY
Understanding the Securities Laws 2013 , Friday, August 09, 2013 , New York, NY
Audio Only On-Demand Web  Audio Only On-Demand Web JOBS Act: Growing Momentum 2013 (Audio-only) , Wednesday, January 23, 2013
Navigating the Requirements for Derivatives Trading: Title VII of Dodd-Frank 2013 (Audio-only) , Tuesday, March 26, 2013
International Banking, Part III: SEC Registration for Foreign Banks 2013 (Audio-only) , Thursday, April 04, 2013
International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S. (Audio-only) , Tuesday, April 16, 2013
Considerations for End-Users of Derivatives 2013 (Audio-only) , Monday, July 08, 2013
Live Seminar  Live Seminar Understanding the Securities Laws 2013 , Thursday, December 12, 2013 , New York, NY
Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , New York, NY
Understanding the Securities Laws 2012 , Wednesday, December 12, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
Broker-Dealer and Adviser Regulatory Compliance Forum 2013 , Wednesday, February 20, 2013 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013 , New York, NY
Understanding the Securities Laws 2013 , Thursday, July 25, 2013 , New York, NY
Live Webcast  Live Webcast Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , Pittsburgh, PA
Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , Boston, MA
Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , Philadelphia, PA
Private Placements and Other Financing Alternatives 2014 , Tuesday, March 25, 2014 , Mechanicsburg, PA
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