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Andrew J. Bowden

U.S. Securities and Exchange Commission
Deputy Director, Office of Compliance Inspections and Examinations
Washington, DC, USA


Mr. Bowden joined the SEC Office of Compliance Inspections and Examinations (OCIE) in November 2011. He initially served as the National Associate for the Investment Adviser and Investment Company Examination Program. In September, 2012, Mr. Bowden was named Deputy Director of the (OCIE). Mr. Bowden previously worked at Legg Mason, Inc., and later for Legg Mason Capital Management in various roles, including legal, compliance, operations, sales, service, marketing, and corporate governance. Before joining Legg Mason, Mr. Bowden was a trial attorney and partner at a major Baltimore law firm. He has also served on the Board of Governors and Executive Committee of the Investment Adviser Association. He holds a Bachelor of Arts degree from Loyola University Maryland and a law degree from The University of Pennsylvania.

Andrew J. Bowden is associated with the following items:
Audio CD  Audio CD The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
Private Equity Forum (Thirteenth Annual) , Tuesday, August 07, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, October 03, 2012 , New York, NY
DVD Video  DVD Video The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
Private Equity Forum (Thirteenth Annual) , Tuesday, August 21, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, October 17, 2012 , New York, NY
Web Segment  Web Segment Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? - Private Equity Forum 2012 (Thirteenth Annual) , Thursday, July 12, 2012
Operational and Compliance Requirements for Hedge Fund Managers - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Monday, September 10, 2012
Compliance Inspections and Examination - The SEC Speaks in 2013 , Monday, February 25, 2013
Compliance and Inspections - Investment Management Institute 2013 , Friday, March 15, 2013
MP3 Audio  MP3 Audio Thirteenth Annual Private Equity Forum - Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? - Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? , Tuesday, July 17, 2012
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Operational and Compliance Requirements for Hedge Fund Managers - Operational and Compliance Requirements for Hedge Fund Managers , Monday, September 10, 2012
The SEC Speaks in 2013: Compliance Inspections and Examination - Compliance Inspections and Examination , Thursday, February 28, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Thirteenth Annual Private Equity Forum - Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? - Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? , Tuesday, July 17, 2012
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Operational and Compliance Requirements for Hedge Fund Managers - Operational and Compliance Requirements for Hedge Fund Managers , Monday, September 10, 2012
The SEC Speaks in 2013: Compliance Inspections and Examination - Compliance Inspections and Examination , Thursday, February 28, 2013
On-Demand Web Programs  On-Demand Web Programs Private Equity Forum 2012 (Thirteenth Annual) , Tuesday, July 24, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 19, 2012 , New York, NY
The SEC Speaks in 2013 , Saturday, March 09, 2013 , Washington, DC
Investment Management Institute 2013 , Friday, March 22, 2013 , New York, NY
LiveSeminar  Live Seminar Private Equity Forum (Thirteenth Annual) , Monday, July 09, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012 , New York, NY
Investment Management Institute 2013 , Thursday, March 07, 2013 , New York, NY
The SEC Speaks in 2013 , Friday, February 22, 2013 , Washington, DC
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