FacultyFaculty/Author Profile
Alan L. Beller

Alan L. Beller

Cleary Gottlieb Steen & Hamilton LLP

New York, NY, USA


Alan L. Beller is a partner of Cleary Gottlieb Steen & Hamilton LLP based in the New York office.

Mr. Beller's practice focuses on a wide variety of complex securities, corporate governance and corporate matters. Mr. Beller advises regularly senior officials of both U.S. and non-U.S. entities on these subjects, including in connection with SEC filings, corporate transactions and other corporate matters and public and private offerings of securities.

Mr. Beller served as the Director of the Division of Corporation Finance of the U.S. Securities and Exchange Commission and as Senior Counselor to the Commission from January 2002 until February 2006. During his four-year tenure, Mr. Beller led the Division in producing the most far-reaching corporate governance, financial disclosure and securities offering reforms in Commission history. Among his accomplishments were the implementation of the corporate provisions of the Sarbanes-Oxley Act of 2002, the adoption of corporate governance standards for listed companies and the successful completion of comprehensive securities offering reforms.

Recent representations include Citigroup in its $17 billion common equity offering and exit from TARP and its $58 billion equity exchange offer. Mr. Beller has represented the Federal Reserve Bank of New York including in connection with matters involving Lehman Holdings Inc., and represented the advisers to U.S. Treasury in connection with the conservatorship of Fannie Mae and Freddie Mac. He has also represented independent directors and audit committees in connection with accounting restatements, options over granting, accounting for and design of variable compensation issues and other matters. Notable earlier transactions in which Mr. Beller was involved included the demutualization and initial public offering of Prudential Insurance Company, the initial public offering of Goldman Sachs, the initial public offering of Instinet and the privatization and initial public offering of Singapore Telecom.

Mr. Beller often chairs or speaks at leading conferences regarding securities law, corporate governance and corporate law matters. He is one of the authors of U.S. Regulation of the International Securities and Derivatives Markets (Tenth Ed., Wolters Kluwer, 2011). Mr. Beller is distinguished as a "star performer" and ranked in the top tier for leading individuals in capital markets by both Chambers Global and Chambers USA, and was featured in Chambers USA's "spotlight table" for his securities regulation advisory practice. In addition, he is recognized by The International Who's Who of Business Lawyers, IFLR 1000 Guide to the World's Leading Law Firms, and The Legal 500 as one of the best lawyers in the United States. Mr. Beller was named a "Most Highly Regarded Individual" in capital markets by Who's Who Legal 2011 and 2012 and "Capital Markets Lawyer of the Year" by Who's Who Legal 2009 and 2010.

Mr. Beller joined the firm in 1976, became partner in 1984 and returned to Cleary Gottlieb in August 2006. From 1977 to 1981, he was resident in the Paris office and from 1990 to 1993, he was resident in the Tokyo office. Mr. Beller received a J.D. degree, magna cum laude, from the University of Pennsylvania Law School and graduated from Yale College, cum laude, in 1971.

Mr. Beller is a member of the Board of Directors of The Travelers Companies, Inc. and a member of the Board of Overseers of the University of Pennsylvania Law School.

Mr. Beller is a member of the Bar in New York.
 

Alan L. Beller is associated with the following items:
Audio Only On-Demand Web  Audio Only On-Demand Web The JOBS Act: A Dialogue with Senior Staff from the SEC Division of Corporation Finance and Private Practitioners (Audio-only) , Wednesday, April 25, 2012
JOBS Act: SEC's New Regime for Private Placements 2013 (Audio-only) , Friday, July 26, 2013
CHB Chapters  CHB Chapters The OBO/NOBO Distinction in Beneficial Ownership: Implications for Shareowner Communications and Voting - Directors' Institute on Corporate Governance (Tenth Annual) , Wednesday, September 12, 2012
PCAOB Adopts Standard on Auditor Communications with Audit Committees - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
PCAOB Release No. 2012-004, Auditing Standard No. 16--Communications with Audit Committees; Related Amendments to PCAOB Standards; And Transitional Amendments to AU Sec. 380, PCAOB Rulemaking, Docket Matter No. 030 - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
PCAOB Release No. 2012-003, Information for Audit Committees About the PCAOB Inspection Process - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Going Concern Considerations and Recommendations (PCAOB Investor Sub Advisory Group) - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Annual Report on the Dodd-Frank Whistleblower Program, Fiscal Year 2012, U.S. Securities and Exchange Commission, November 2012 - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
PCAOB Release No. 2011-006, Concept Release on Auditor Independence and Audit Firm Rotation; Notice of Roundtable, PCAOB Rulemaking, Docket Matter No. 37 - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Binding Shareholder Say-On-Pay Vote on Route to Reality in the UK: US Companies Take Note - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Delaware Case Raises Question About Structuring Director Compensation - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Guide to PCAOB Inspections (The Center for Audit Quality) - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
NYSE and Nasdaq Release Proposed Rules on Compensation Committee and Adviser Independence - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Always Evolving: Practical Considerations for the Audit Committee - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
PCAOB Release No. 2011-003, Concept Release on Possible Revisions to PCAOB Standards Related to Reports on Audited Financial Statements and Related Amendments to PCAOB Standards, Notice of Roundtable, PCAOB Rulemaking, Docket Matter No. 34 - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Practically Speaking--Key Compensation Takeaways from the Past Year (Compensation Disclosure & Governance Workshop) - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Dodd-Frank Corporate Governance Final Rules: Compensation Committee and Adviser Independence - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
Course Handbooks  Course Handbooks Securities Regulation Institute (44th Annual)
Corporate Governance - A Master Class 2013
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 27, 2013 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 19, 2013 , New York, NY
Web Segment  Web Segment Global Capital Markets Perspectives in 2013 - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Thursday, June 06, 2013
MP3 Audio  MP3 Audio Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Global Capital Markets Perspectives in 2013 - Global Capital Markets Perspectives in 2013 , Thursday, June 06, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Global Capital Markets Perspectives in 2013 - Global Capital Markets Perspectives in 2013 , Thursday, June 06, 2013
Live Seminar  Live Seminar Directors' Institute on Corporate Governance (Eleventh Annual) , Wednesday, September 11, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
Securities Regulation Institute (46th Annual) , Wednesday, November 05, 2014 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013 , New York, NY
Live Webcast  Live Webcast Directors' Institute on Corporate Governance (Eleventh Annual) , Wednesday, September 11, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
Securities Regulation Institute (46th Annual) , Wednesday, November 05, 2014 , New York, NY
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