Ethics/Professional Responsibility

Past 3 Months

Recorded on: Jul. 1, 2013

Taken from the Web Program Internal Investigations 2013 Recorded June, 2013 in New YorkConducting the Investigation: A) Considerations, Processes and Procedures, B) Privilege Issues and Ethical Traps in Conducting the Investigation [01:34:57] A. Considerations, Processes and Procedures Gathering documents Employee interviews Employee issues and obligations: advice, rights and liability in light of recent cases Former employee interviews ...

From the program: Private Equity Forum 2013 (Fourteenth Annual)

Recorded on: Jul. 9, 2013

Taken from the Web Program Private Equity Forum 2013 (Fourteenth Annual) recorded July, 2013 in New York.Lecture Topics  [00:59:20]Conflicts of Interest and Other Ethics Issues  [00:59:20] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article from the Course Handbook available online: Ethical Issues and Conflicts ...

Recorded on: Jul. 9, 2013

YUKAKO KAWATA: OK. So we're switching over now to our ethics panel. So everybody stay in your seats. [BACKGROUND CHATTER] YUKAKO KAWATA: So, moving on to our last panel for this morning. This is the panel where you get ethics credit. And this panel will be talking about conflicts of interest and other ethics issues. And for that, to my right is Laura Friedrich. Laura is a partner in the investment funds group at Shearman & Sterling. And she ...

From the program: Class Action Litigation 2013

Recorded on: Jul. 11, 2013

Taken from the Web Program Class Action Litigation 2013 recorded July, 2013 in New York.Lecture Topics  [01:01:59]Ethics in Class Action Litigation  [01:01:59] What issues are judges seeing in class action cases? How have class certification issues changed litigation? The Supreme Court has ruled recently on several class action issues – what messages are being sent and how are district court judges interpreting them? Waiver of ...

From the program: Ethics for Commercial Litigators 2013

Released on: Jul. 11, 2013

Lecture Topics  [Total time 01:57:23]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Commercial Litigators [01:57:23]C. Evan Stewart, Susan J. Kohlmann, S. Jeanine Conley, Mark S. Cohen The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. Evan Stewart Good ...

From the program: Doing Deals in and with Emerging Markets: BRICs and Beyond 2013

Recorded on: Jul. 12, 2013

Taken from the Web Program Doing Deals in and with Emerging Markets: BRICs and Beyond 2013 recorded July, 2013 in New York.Lecture Topics  [00:59:44]Ethics and Anti-Corruption Enforcement  [00:59:44] Ethical issues for clients and their lawyers facilitating international transactions Varying corporate cultures, and avoiding impropriety Recent developments in FCPA enforcements involving Emerging Market The purchase price of this segment ...

From the program: Municipal Law Institute 2013 (13th Annual)

Recorded on: Jul. 22, 2013

Taken from the Web Program Municipal Law Institute (13th Annual) recorded July, 2013 in New York.Lecture Topics  [02:02:26]Ethics and the Municipal Law Department  [02:02:26] Making the right choices in defending employees, policy and legislation Making the right choices when policy, politics and the law do not always converge The purchase price of this segment includes the following article from the Course Handbook available online: Rules, ...

Recorded on: Jul. 12, 2013

JOHN DU: So we're moving to the next topic of ethics. This has been a traditional topic for the past, at least seven years for this program. And the predecessor of this program. And very often, it has led to great discussion and a lot of participation from the audience. We hope to repeat our success in the past sessions. And we're still missing one panelist. And he emailed. And he should be here very, I believe, momentarily. But PLI has its rules, ...

From the program: Fundamentals of Investment Adviser Regulation 2013

Recorded on: Jul. 18, 2013

Taken from the Web Program Fundamentals of Investment Adviser Regulation 2013 recorded July, 2013 in New York.Lecture Topics  [01:12:44]Regulation of Advisers (Part III): Compliance; Recordkeeping and Exams; Trends and Developments (Includes Legal Ethics)  [01:12:44] The Adviser Act’s recordkeeping requirements Code of ethics Requirements regarding compliance programs and reviews The SEC’s Exam Program Current initiatives The ...

Recorded on: Jul. 18, 2013

CLIFFORD E. KIRSCH: Welcome back. And our next session is part III of adviser regulation. You're the final part, and then we have a break. And then we look at adviser to private fund issues. And on this session, we want to really go-- take a pretty deep dive into some of the concepts we mentioned at the earlier session, the requirements regarding a compliance program, record keeping and exams. What are the requirements with respect to advisers with ...

From the program: Ethics in Banking and Financial Services 2013

Released on: Aug. 22, 2013

Lecture Topics  [Total time 02:46:42]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics in Banking and Financial Services 2013 [02:46:30]C. Evan Stewart, Michael J. Dell, Professor Samuel Issacharoff, Brent J. McIntosh, Jessie K. Liu The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct (Effective ...

From the program: Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know

Recorded on: Jul. 23, 2013

Taken from the Web Program Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know recorded July, 2013 in San Francisco.Lecture Topics  [01:30:05]Current Topics in Professional Ethics for Accountants and Attorneys  [01:30:05] As law, accounting and finance continue to intersect, every practicing attorney should be alert to areas of ethical risk, learn from the mistakes of others, and have a basic understanding ...

From the program: This Really Happened: A Review of Real World Ethical Issues 2013

Released on: Aug. 5, 2013

Lecture Topics  [Total time 01:52:12]Segments with an asterisk (*) are available only with the purchase of the entire program. This Really Happened: A Review of Real World Ethical Issues 2013 [01:52:12]Katie M. Lachter, James Q. Walker, Meredith S. Heller, Charles Star, Steven C. Bennett The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct ...

Recorded on: Jul. 23, 2013

LARRY CIRELLI: So we're going to move right on to our last topic of the day and our last topic of this class, Current Topics and Professional Ethics for Accountants and Attorneys. And with us is J. Michael Matthews. Mike is sitting down there at the far end because he contracted some form of the plague in the last day. And we're not letting him sit anywhere near us. If you have a question, stay over there, because he's got a really bad cold going ...

From the program: Ethics for In-House Corporate Counsel 2013

Released on: Aug. 5, 2013

Lecture Topics  [Total time 01:55:59]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for In-House Corporate Counsel [01:55:59]Carole L. Basri, Raja Chatterjee, David Boyd Booker, Noah J. Hanft The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. Evan Stewart Good ...

From the program: Understanding the Securities Laws 2013

Recorded on: Jul. 30, 2013

Taken from the Web Program Understanding the Securities Laws 2013 recorded July, 2013 in New York.Lecture Topics  [01:00:13]Evolving Ethics and Professionalism Requirements  [01:00:13] Labor and employment issues Cybersecurity, cloud computing and social media ethics Foreign Corrupt Practices Act (“FCPA”) considerations Compliance and legal – different ways to draw the lines Attorney reporting responsibilities Practical guidance ...

From the program: Ethics for Discovery 2013

Released on: Aug. 5, 2013

Lecture Topics  [Total time 01:56:18]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Discovery [01:56:18]Stephen D. Brody, Philip N. Yannella, Claudia T. Morgan The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. Evan Stewart Good Golly Miss Molly!: The Attorney ...

Recorded on: Jul. 30, 2013

N. ADELE HOGAN: OK, thanks. OK, we're going to go ahead and get started, because this is the all-important one-hour of ethics, which is often hard to get. But we're going to cover it in a very interesting way with a lot of substance interspersed with ethics. So it's not a typical boring-- hopefully-- reporting up seminar. We're really going to cover a lot of interesting issues, particularly in the labor field. Because there's a lot of new developments ...

From the program: Securities Arbitration 2013

Recorded on: Aug. 2, 2013

Taken from the Web Program Securities Arbitration 2013 recorded August, 2013 in New York.Lecture Topics  [00:57:39]Ethical Issues in Securities Arbitration  [00:57:39] Case scenarios on products and expert testimony The purchase price of this segment includes the following article from the Course Handbook available online: Conflicts of Interest Between Current and Former Clients in Securities CasesJoel E. Davidson Presentation ...

From the program: Mental Health Issues & the New York State Courts 2013 (Free)

Recorded on: Aug. 12, 2013

Taken from the Web Program Mental Health Issues & the New York State Courts 2013 recorded August, 2013 in New York.Lecture Topics  [01:00:10]Ethical Issues in Cases Involving Litigants with Mental Illness  [01:00:10] Legal issues regarding retention hearings and medication Ethical issues that arise in representing criminal defendants with mental illnesses The purchase price of this segment includes the following article from the ...

From the program: Defending Immigration Removal Proceedings 2013

Recorded on: Aug. 15, 2013

Taken from the Web Program Defending Immigration Removal Proceedings 2013 recorded August, 2013 in New York.Lecture Topics  [00:57:19]Ethical Issues in Removal Proceedings  [00:57:19] Balancing your ethical obligations to your client and the court Ethical dilemmas most commonly encountered by the immigration practitioner and tips on how to resolve them The purchase price of this segment includes the following article from ...

From the program: Ethics and Technology: New Challenges for the 21st Century Practitioner

Released on: Aug. 27, 2013

Using the latest technology to communicate with clients, the court, and the public is often a necessary part of a lawyer’s job. Using these tools properly is critical particularly when it involves the risk of an inadvertent disclosure of client confidential information. The stakes are raised even higher when relying on an Internet that does not fit within our traditional notions of jurisdictional limitations. The next generation of Internet communications ...

From the program: Ethics and Conflicts of Interest in Law Practice 2013

Released on: Aug. 27, 2013

Lecture Topics  [Total time 01:55:55]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics and Conflicts of Interest in Law Practice [01:55:55]Cristina R. Yannucci, Nicole Hyland, Bennett J. Wasserman, Brett A. Scher The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. ...

From the program: The Attorney-Client Privilege and Internal Investigations 2013

Released on: Aug. 27, 2013

Lecture Topics  [Total time 01:58:44]Segments with an asterisk (*) are available only with the purchase of the entire program. The Attorney-Client Privilege and Internal Investigations [01:58:44]Christina B. Dugger, Helen V. Cantwell, Jason Sabot The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. Evan Stewart ...

Recorded on: Aug. 22, 2013

JANET SIEGEL: And now it's my pleasure to introduce to you our program chair for this morning's program. Evan Stewart is a partner at Zuckerman Spaeder, here in New York City. Mr. Stewart was featured by the New York Law Journal in the top trials of 2005, and more recently, Mr. Stewart prevailed against the Securities and Exchange Commission after three-week bench trial in Federal Court in May of 2013. He has substantial experience in the financial ...