Ethics/Professional Responsibility

Past Month

Recorded on: Jul. 1, 2013

Taken from the Web Program Internal Investigations 2013 Recorded June, 2013 in New YorkConducting the Investigation: A) Considerations, Processes and Procedures, B) Privilege Issues and Ethical Traps in Conducting the Investigation [01:34:57] A. Considerations, Processes and Procedures Gathering documents Employee interviews Employee issues and obligations: advice, rights and liability in light of recent cases Former employee interviews ...

From the program: Private Equity Forum 2013 (Fourteenth Annual)

Recorded on: Jul. 9, 2013

Taken from the Web Program Private Equity Forum 2013 (Fourteenth Annual) recorded July, 2013 in New York.Lecture Topics  [00:59:20]Conflicts of Interest and Other Ethics Issues  [00:59:20] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article from the Course Handbook available online: Ethical Issues and Conflicts ...

From the program: Class Action Litigation 2013

Recorded on: Jul. 11, 2013

Taken from the Web Program Class Action Litigation 2013 recorded July, 2013 in New York.Lecture Topics  [01:01:59]Ethics in Class Action Litigation  [01:01:59] What issues are judges seeing in class action cases? How have class certification issues changed litigation? The Supreme Court has ruled recently on several class action issues – what messages are being sent and how are district court judges interpreting them? Waiver of ...

From the program: Ethics for Commercial Litigators 2013

Released on: Jul. 11, 2013

Lecture Topics  [Total time 01:57:23]Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Commercial Litigators [01:57:23]C. Evan Stewart, Susan J. Kohlmann, S. Jeanine Conley, Mark S. Cohen The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Mad Dogs and EnglishmenC. Evan Stewart Good ...

From the program: Doing Deals in and with Emerging Markets: BRICs and Beyond 2013

Recorded on: Jul. 12, 2013

Taken from the Web Program Doing Deals in and with Emerging Markets: BRICs and Beyond 2013 recorded July, 2013 in New York.Lecture Topics  [00:59:44]Ethics and Anti-Corruption Enforcement  [00:59:44] Ethical issues for clients and their lawyers facilitating international transactions Varying corporate cultures, and avoiding impropriety Recent developments in FCPA enforcements involving Emerging Market The purchase price of this segment ...

From the program: Municipal Law Institute 2013 (13th Annual)

Recorded on: Jul. 22, 2013

Taken from the Web Program Municipal Law Institute (13th Annual) recorded July, 2013 in New York.Lecture Topics  [01:00:03]Ethics and the Municipal Practitioner  [01:00:03] Ethical issues when the organization is the client- Conflicts- WaiversThe purchase price of this segment includes the following article from the Course Handbook available online: Ethics and the Municipal PractitionerMichael S. Ross Presentation Material Ethics ...

Recorded on: Jul. 12, 2013

JOHN DU: So we're moving to the next topic of ethics. This has been a traditional topic for the past, at least seven years for this program. And the predecessor of this program. And very often, it has led to great discussion and a lot of participation from the audience. We hope to repeat our success in the past sessions. And we're still missing one panelist. And he emailed. And he should be here very, I believe, momentarily. But PLI has its rules, ...

From the program: Fundamentals of Investment Adviser Regulation 2013

Recorded on: Jul. 18, 2013

Taken from the Web Program Fundamentals of Investment Adviser Regulation 2013 recorded July, 2013 in New York.Lecture Topics  [01:12:44]Regulation of Advisers (Part III): Compliance; Recordkeeping and Exams; Trends and Developments (Includes Legal Ethics)  [01:12:44] The Adviser Act’s recordkeeping requirements Code of ethics Requirements regarding compliance programs and reviews The SEC’s Exam Program Current initiatives The ...

Recorded on: Jul. 18, 2013

CLIFFORD E. KIRSCH: Welcome back. And our next session is part III of adviser regulation. You're the final part, and then we have a break. And then we look at adviser to private fund issues. And on this session, we want to really go-- take a pretty deep dive into some of the concepts we mentioned at the earlier session, the requirements regarding a compliance program, record keeping and exams. What are the requirements with respect to advisers with ...

Course Handbook from the program PLI's Ethics Programs: Summer 2013, held July, 2013.

From the program: Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know

Recorded on: Jul. 23, 2013

Taken from the Web Program Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know recorded July, 2013 in San Francisco.Lecture Topics  [01:30:05]Current Topics in Professional Ethics for Accountants and Attorneys  [01:30:05] As law, accounting and finance continue to intersect, every practicing attorney should be alert to areas of ethical risk, learn from the mistakes of others, and have a basic understanding ...

Recorded on: Jul. 23, 2013

Taken from the Web Program This Really Happened: A Review of Real World Ethical Issues 2013 NY Recorded July, 2013 in New YorkThis Really Happened: A Review of Real World Ethical Issues 2013 [01:52:52] What happens when lawyers use trickery to obtain an advantage in investigating cases How the courts have treated the lack of civility by lawyers and their clients What impact technological snafus can have on the client-lawyer relationship and ...

Recorded on: Jul. 23, 2013

LARRY CIRELLI: So we're going to move right on to our last topic of the day and our last topic of this class, Current Topics and Professional Ethics for Accountants and Attorneys. And with us is J. Michael Matthews. Mike is sitting down there at the far end because he contracted some form of the plague in the last day. And we're not letting him sit anywhere near us. If you have a question, stay over there, because he's got a really bad cold going ...

Recorded on: Jul. 24, 2013

Taken from the Web Program Ethics for In-House Corporate Counsel 2013 Recorded July, 2013 in New YorkEthics for In-House Corporate Counsel [01:56:35]The purchase price of this segment includes the following article(s) from the Course Handbook available online:

From the program: Understanding the Securities Laws 2013

Recorded on: Jul. 30, 2013

Taken from the Web Program Understanding the Securities Laws 2013 recorded July, 2013 in New York.Lecture Topics  [01:00:13]Evolving Ethics and Professionalism Requirements  [01:00:13] Labor and employment issues Cybersecurity, cloud computing and social media ethics Foreign Corrupt Practices Act (“FCPA”) considerations Compliance and legal – different ways to draw the lines Attorney reporting responsibilities Practical guidance ...

Recorded on: Jul. 25, 2013

Taken from the Web Program Ethics for Discovery 2013 Recorded July, 2013 in New YorkEthics for Discovery [01:56:54]The purchase price of this segment includes the following article(s) from the Course Handbook available online: