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Robo-Advisers and Digital Advice: The Emerging Regulatory Framework

One-Hour Briefing  One-Hour Briefing

The dramatic rise in automated investment platforms (including robo-advisers) is drastically changing the traditional landscape for registered broker-dealers and advisers.  These services  are appealing to younger generations of millennial investors by utilizing technologically-savvy online investment tools that operate seamlessly on personal devices, such as smart-phones and tablets.  Indeed, a report cited by Bloomberg estimated that ...


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