| Understanding the Securities Laws 2012 TOC |
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| Chapter 1: Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 2: Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 3: Chapter 5: Reach of Securities Act Regulation, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 4: Effects of the "JOBS" Act |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 5: Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 6: Registering Securities Under the Securities Act of 1933 |
R. Cabell Morris, Jr. ~ Winston & Strawn LLP
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| Chapter 7: Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934 |
Richard F. Langan, Jr. ~ Nixon Peabody LLP
Raymond Y. Lin ~ Latham & Watkins LLP
Christopher C. Paci ~ DLA Piper LLP (US)
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| Chapter 8: Congress Liberalizes Securities Offering Regulation, Sidley Austin LLP |
Gary D. Gerstman ~ Sidley Austin Brown & Wood LLP
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| Chapter 9: Disclosure Basics |
Pamela M Gibson ~ Shearman & Sterling LLP
Robert Evans III ~ Shearman & Sterling LLP
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| Chapter 10: Is Nothing Private Anymore? |
James R. Tanenbaum ~ Partner, Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 11: SEC Adopts New FINRA Rule 5123 on Private Placements |
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 12: Frequently Asked Questions About PIPEs |
James R. Tanenbaum ~ Partner, Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 13: "Insiders" and "Affiliates"--Reporting and Resales |
Francis C. Marinelli ~ Simpson Thacher & Bartlett LLP
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| Chapter 14: Executive and Director Compensation Disclosure |
Linda E. Rappaport ~ Shearman & Sterling LLP
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| Chapter 15: Regulation of Proxy Solicitation |
David K. Boston ~ Willkie Farr & Gallagher LLP
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| Chapter 16: Whistleblower Claims Under the Sarbanes-Oxley Act of 2002 |
Laurence S. Moy ~ Outten & Golden LLP
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| Chapter 17: Liability for Securities Law Violations |
Douglas Koff ~ Paul Hastings LLP
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| Chapter 18: Understanding the Basics of Private Securities Litigation Claims Under Section 11 and 10(B) |
Tracy A. Nichols ~ Holland & Knight
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| Chapter 19: Securities Law Aspects of Mergers, Acquisitions and Other Corporate Transactions |
Dennis J. Block ~ Greenberg Traurig, LLP
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| Chapter 20: U.S. Securities and Exchange Commission: SEC Enforcement Actions: FCPA Cases |
N. Adele Hogan ~ Hogan Law Associates PLLC
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| Chapter 21: SEC Office of Investor Education and Advocacy: Investor Bulletin: The Foreign Corrupt Practices Act--Prohibition of the Payment of Bribes to Foreign Officials |
N. Adele Hogan ~ Hogan Law Associates PLLC
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| Chapter 22: SEC's Charges Against Noble Execs--A Noble Pursuit? |
N. Adele Hogan ~ Hogan Law Associates PLLC
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| Chapter 23: U.S. Securities and Exchange Commission: Jumpstart Our Business Startups Act Frequently Asked Questions: Confidential Submission Process for Emerging Growth Companies |
N. Adele Hogan ~ Hogan Law Associates PLLC
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| Chapter 24: U.S. Securities and Exchange Commission: SEC Enforcement Actions Insider Trading Cases |
N. Adele Hogan ~ Hogan Law Associates PLLC
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| Chapter 25: Introduction to Securities Law (PowerPoint Slides) |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 26: Understanding the Securities Laws (PowerPoint Slides) |
Gary D. Gerstman ~ Sidley Austin Brown & Wood LLP
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| Chapter 27: "Plain English" for SEC Reporting (PowerPoint Slides) |
Irma Villarreal ~ Chief Securities Counsel and Assistant Corporate Secretary, Kraft Foods Inc.
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| Chapter 28: Index to Understanding the Securities Laws 2012 |
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