| Understanding Financial Products 2013 TOC |
|
|
| Chapter 1: Sullivan & Cromwell LLP, Jobs Act--"General Solicitation" in Private Offerings (August 30, 2012) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
|
|
| Chapter 2: Sullivan & Cromwell LLP, Final Product Definitions Under Title VII of Dodd-Frank (August 27, 2012) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
|
|
| Chapter 3: Sullivan & Cromwell LLP, Congress Passes the "Jumpstart Our Business Startups Act” (March 27, 2012) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
|
|
| Chapter 4: Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
|
|
| Chapter 5: Selected Portions of Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
|
|
| Chapter 6: Mutual Funds and Similar Products |
Mary Joan Hoene ~ Carter Ledyard & Milburn LLP
|
|
| Chapter 7: Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations |
Laurin Blumenthal Kleiman ~ Sidley Austin LLP
|
|
| Chapter 8: Hedge Funds |
Scott J. Lederman ~ Managing Director, Grosvenor Capital Management, L.P.
|
|
| Chapter 9: Life Settlements as Investment Products |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
|
|
| Chapter 10: Life Settlements Task Force, Staff Report to The United States Securities and Exchange Commission (July 22, 2010) |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
|
|
| Chapter 11: Variable Insurance Products Outline |
Clifford E. Kirsch ~ Sutherland
Dodie Kent ~ Vice President and Associate General Counsel, AXA Equitable Life Insurance Company
|
|
| Chapter 12: Understanding Financial Products 2013--Tax Issues |
Richard G. Larkins ~ Ernst & Young LLP
|
|
| Chapter 13: Chapter 14: Securitization of Equipment and Auto Leases, from PLI's Equipment Leasing--Leveraged Leasing, Fifth Edition |
Stuart M. Litwin ~ Mayer Brown LLP
William Levy ~
|
|
| Chapter 14: New Developments in Collateralized Loan Obligation Transactions |
John Timperio ~ Dechert LLP
|
|
| Chapter 15: Mayer Brown, Legal Update, US Securities and Exchange Commission Issues Concept Release and Request for Comments Regarding Investment Company Exclusion Under Section 3(c)(5)(C) of the Investment Company Act of 1940 (Sept. 21, 2011) |
Stuart M. Litwin ~ Mayer Brown LLP
|
|
| Chapter 16: Securities and Exchange Commission, Release No. IC-29778; File No. S7-34-11, 17 CFR Part 270, Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Instruments |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
|
|
| Chapter 17: Selected Issues Relating to Structured Notes Programs |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
|
|
| Chapter 18: An Overview of Insolvency Statutes Affecting Major Derivatives Market Participants |
Rebecca J. Simmons ~ Sullivan & Cromwell LLP
|
|
| Chapter 19: Outline: New FINRA Suitability and "Know Your Customer" Rules |
James S. Wrona ~ Vice President and Associate General Counsel, FINRA
|
|
| Chapter 20: Citations to Publications Regarding Suitability and Related Topics |
James S. Wrona ~ Vice President and Associate General Counsel, FINRA
|
|
| Chapter 21: Life Settlements (PowerPoint Slides) |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
|
|
| Chapter 22: Index to Understanding Financial Products 2013 |
|
|