| Understanding Financial Products 2012 TOC |
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| Chapter 1: Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 2: Sullivan & Cromwell LLP, Proposed Product Definitions Under Title VII of Dodd-Frank, CFTC and SEC Propose Rules and Guidance to Further Define the Terms, "Swap," "Security-Based Swap," and "Mixed Swaps" (May 12, 2011) |
Rebecca J. Simmons ~ Sullivan & Cromwell LLP
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| Chapter 3: Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations |
Laurin Blumenthal Kleiman ~ Sidley Austin LLP
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| Chapter 4: Hedge Funds |
Scott J. Lederman ~ Managing Director, Grosvenor Capital Management, L.P.
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| Chapter 5: Chapter 14: Securitization of Equipment and Auto Leases, from PLI's Equipment Leasing-Leveraged Leasing, Fifth Edition |
Stuart M. Litwin ~ Mayer Brown LLP
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| Chapter 6: Accounting for Securitized and Other Products (Prepared November 11, 2011) |
Bradley McGrath ~ Director, Accounting Advisory Services, KPMG, LLP
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| Chapter 7: Recent CDO and RMBS Litigation |
Hannah Berkowitz ~ Murphy & McGonigle, P.C.
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| Chapter 8: Life Settlements as Investment Products |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 9: Life Settlements Task Force, Staff Report to the United States Securities and Exchange Commission (July 22, 2010) |
Gary M. Brown ~ Chief Executive Officer, CMG Life Services Inc.
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| Chapter 10: Legal Issues Relating to Offerings of "Securitized Derivatives" |
Kenneth L. Josselyn ~ Managing Director, General Counsel-Finance & Corporate, Goldman, Sachs & Co.
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| Chapter 11: Exchange Traded Funds and Exchange Traded Notes |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 12: Sullivan & Cromwell LLP, The Territorial Reach of the U.S. Securities Laws After Morrison v. National Australia Bank: Recent Lower Court Decisions Applying Morrison Limit Overseas Reach of the U.S. Securities Laws (Sept. 29, 2011) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 13: Sullivan & Cromwell LLP, Private Securities Fraud Claims Under Sec. 10(b) Based on False or Misleading Statements, U.S. Supreme Court Holds that Priv. Actions May Be Brought Only Against Parties with Ultimate Authority Over the Content and Issuance of ... |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 14: Understanding Financial Products 2012--Tax Issues |
Richard G. Larkins ~ Ernst & Young LLP
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| Chapter 15: Shearman & Sterling LLP, Client Publication, In the Eye of the Beholder: The Volcker Rule Proposal and What It Means (Oct. 27, 2011) |
Donna M. Parisi ~ Shearman & Sterling LLP
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| Chapter 16: Shearman & Sterling LLP, Client Publication, CFTC Extended Relief with Respect to Dodd-Frank Effective Dates for Derivatives (Oct. 26, 2011) |
Donna M. Parisi ~ Shearman & Sterling LLP
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| Chapter 17: Shearman & Sterling LLP, Client Publication, OTC Derivatives Regulation and Extraterritoriality (Oct. 10, 2011) |
Donna M. Parisi ~ Shearman & Sterling LLP
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| Chapter 18: An Overview of Insolvency Statutes Affecting Major Derivatives Market Participants |
Rebecca J. Simmons ~ Sullivan & Cromwell LLP
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| Chapter 19: Sullivan & Cromwell LLP, SEC Proposes a Broad Range of Amendments to Implement Dodd-Frank Act Provisions (July 8, 2011) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 20: Sullivan & Cromwell LLP, Use of Credit Ratings in SEC Rules and Forms, SEC Proposes to Remove References to Credit Ratings in a Number of Rules and Forms (Feb. 18, 2011) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 21: U.S. Securities and Exchange Commission, Summary Report of Issues Identified in the Commission Staff's Examinations of Select Credit Rating Agencies (July 2008) |
Robert S. Risoleo ~ Sullivan & Cromwell LLP
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| Chapter 22: Index to Understanding Financial Products 2012 |
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