Course Handbook   Course Handbook

The SEC Speaks in 2012

Publication Date: February 2012 Number of Volumes: 1
ISBN Number: 9781402417290 Page Count: 770 pages

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Download: Table of Contents   Index

SEC Speaks 2012 TOC
Chapter 1: Outline of Recent SEC Enforcement Actions Recent Highlights through July 31, 2011 Robert S Khuzami ~ Former Director, Division of Enforcement, U.S. Securities and Exchange Commission
Chapter 2: Examinations by the Securities and Exchange Commission's Office of Compliance Inspections and Examinations, February 2012
Chapter 3: Outline: SEC Speaks 2012, Division of Trading and Markets
Chapter 4: Compendium of Rulemaking and Public Statements Relating to Developments in the Division of Corporation Finance in 2011
Chapter 5: Testimony on "Management and Structural Reforms at the SEC: A Progress Report", by Craig Lewis, Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation, U.S. Securities and Exchange Commission, before the United States Senate Co
Chapter 6: Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers, A Comparison of U.S. Gaap and IFRS, November 16, 2011, Office of the Chief Accountant, United States Securit
Chapter 7: Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers, An Analysis of IFRS in Practice, November 16, 2011, Division of Corporation Finance, Office of the Chief Acc
Chapter 8: Outline: Division of Investment Management (Updated 2.16.2012)
Chapter 9: 2011 in Review: Opinions and Selected Orders Issued by the Securities and Exchange Commission Joan A. McCarthy ~ Assistant General Counsel, Securities and Exchange Commission
Joan L. Loizeaux ~ Associate General Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Chapter 10: Recent Significant Judicial Developments, December 8, 2011
Chapter 11: Lawson v. FMR LLC, No. 10-2240 (1st CIR. 2011) (Brief of the Securities and Exchange Commission as Amicus Curiae In support of Plaintiff-Appellees/Cross Appellants and in support of Affirmance)
Chapter 12: DOE v. SEC, No. C 11-80208 CRB (N.D. CA. 2011) (Order Denying Motion to Quash)
Chapter 13: Altman v. SEC, No. 11-1067 (D.D.C. 2011) (Final Brief of the Securities and Exchange Commission, Respondent)
Chapter 14: Outline: Office of International Affairs
Chapter 15: Index to The SEC Speaks in 2012
Course Handbook from the program SEC Speaks 2012, held February 2012.
Speaker(s)
Meredith B. Cross, Wilmer Cutler Pickering Hale and Dorr LLP
Robert S Khuzami, U.S. Securities and Exchange Commission
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The SEC Speaks in 2012 Robert S Khuzami, U.S. Securities and Exchange Commission
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