| Securities Products of Insurance Companies and Evolving Regulatory Reform 2012 TOC |
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| Chapter 1: Background Information: A Primer on Insurance Products As Securities |
Jeffrey S. Puretz ~ Dechert LLP
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| Chapter 2: Securities and Exchange Commission Registration Statements, Amendments Thereto and Prospectuses for Equity Index Products (As of November 10, 2011) |
David Stone ~ Chief Executive Officer, Aria Retirement Solutions
Joan E. Boros ~ Jorden Burt LLP
James R. Mumford ~ First Deputy Insurance Commissioner & Securities Administrator, Iowa Insurance Division, Iowa Department of Commerce
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| Chapter 3: Securities and Exchange Commission Registration Statements, Amendments Thereto and Prospectuses (Including Free Writing Prospectuses) for Contingent Deferred Annuities (As of November 10, 2011) |
David Stone ~ Chief Executive Officer, Aria Retirement Solutions
Joan E. Boros ~ Jorden Burt LLP
James R. Mumford ~ First Deputy Insurance Commissioner & Securities Administrator, Iowa Insurance Division, Iowa Department of Commerce
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| Chapter 4: Stand Alone Living Benefits--The Future Is Now |
David Stone ~ Chief Executive Officer, Aria Retirement Solutions
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| Chapter 5: A New Layered Disclosure Framework for Variable Annuities |
Dodie Kent ~ Vice President and Associate General Counsel, AXA Equitable Life Insurance Company
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| Chapter 6: Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws |
Stephen E. Roth ~ Sutherland Asbill & Brennan LLP
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| Chapter 7: Social Media and Financial Services |
Kristin Andree ~ President, Andree Media & Consulting
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| Chapter 8: Using Social Media to Market and Distribute Securities Products of Life Insurance Companies: 2011 Regulatory Developments |
Richard T. Choi ~ Jorden Burt LLP
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| Chapter 9: Distribution of Insurance/Securities Products; Advertising; and Ethics |
Pramit K. Das ~ Assistant Director; Advertising Regulation Department, FINRA
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| Chapter 10: Dodd-Frank's Creation of a New Federal Insurance Office: Implications for the Federalization of Insurance Regulation |
Ruth S. Epstein ~ Dechert LLP
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| Chapter 11: A Digest of Reported FINRA Disciplinary Actions Involving Variable Annuities, Variable Life Insurance and Mutual Funds Between September 2010 and September 2011 |
Carl B. Wilkerson ~ Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers
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| Chapter 12: Derivatives Market Reform: The Impact of Rules Implementing Title VII of the Dodd-Frank Act on Life Insurance Companies |
Carl B. Wilkerson ~ Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers
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| Chapter 13: Washington Update |
Stephen M. Saxon ~ Groom Law Group, Chartered
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| Chapter 14: Life Insurance and Annuity Products: Federal Tax Developments (2011) |
Susan Schechter ~ Vice President and Associate General Counsel, MassMutual Financial Group
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| Chapter 15: Proposed Agenda for Discussion |
Joan E. Boros ~ Jorden Burt LLP
William J. Kotapish ~ Assistant Director; Office of Insurance Products, U.S. Securities and Exchange Commission
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| Chapter 16: Underlying Mutual Funds |
Jeffrey S. Puretz ~ Dechert LLP
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| Chapter 17: Index to Securities Products of Insurance Companies and Evolving Regulatory Reform 2012 |
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