| Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 TOC |
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| Chapter 1: Background Information: A Primer on Insurance Products as Securities |
Jeffrey S. Puretz ~ Dechert LLP
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| Chapter 2: What Is in a Name? Contingent Deferred Annuities |
Joan E. Boros ~ Jorden Burt LLP
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| Chapter 3: State of Iowa Securities Bulletin 11-S-I, Memorandum to Persons Licensed in Iowa to Sell Insurance and/or Securities from Insurance Commissioner Susan E. Voss Re: Licensing Requirements and Permitted Activities (June 24, 2011) |
Joan E. Boros ~ Jorden Burt LLP
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| Chapter 4: New York Life Income Plus Variable Annuity |
Judy Bartlett ~ Vice President and Associate General Counsel, New York Life Insurance Company
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| Chapter 5: A New Layered Disclosure Framework for Variable Annuities |
Dodie Kent ~ Vice President and Associate General Counsel, AXA Equitable Life Insurance Company
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| Chapter 6: Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws |
Stephen E. Roth ~ Sutherland Asbill & Brennan LLP
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| Chapter 7: Washington Update |
Thomas Roberts ~ Groom Law Group, Chartered
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| Chapter 8: Market Infrastructure for Swaps |
Matthew K. Kerfoot ~ Dechert LLP
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| Chapter 9: The Impact of Rules Implementing Title VII of the Dodd-Frank Act (Derivatives Market Reform) on Life Insurance Companies |
Carl B. Wilkerson ~ Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers
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| Chapter 10: Distribution of Securities Products of Insurance Companies: Recent SEC and FINRA Pronouncements on Advertising, Social Media, and Suitability |
Richard T. Choi ~ Jorden Burt LLP
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| Chapter 11: Distribution of Insurance/Securities Products; Advertising; and Ethics |
Pramit K. Das ~ Assistant Director; Advertising Regulation Department, FINRA
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| Chapter 12: Proposed Agenda for Discussion |
Joan E. Boros ~ Jorden Burt LLP
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| Chapter 13: Underlying Mutual Funds |
Jeffrey S. Puretz ~ Dechert LLP
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| Chapter 14: Index to Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 |
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