| Securities Arbitration 2012 TOC |
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| Chapter 1: The Financial Industry Regulatory Authority's Dispute Resolution Activities |
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| Chapter 2: FINRA Discovery Guide and Document Production Lists for Customer Disputes |
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| Chapter 3: The Pre-Hearing Conference in Arbitration--A Step by Step Guide |
Philip S. Cottone ~ Mediator and Arbitrator,
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| Chapter 4: Securities Arbitration: Expungements in 2012 |
Sandra D. Grannum ~ Davidson & Grannum LLP
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| Chapter 5: The New FINRA Suitability Rules |
Seth E. Lipner ~ Professor of Law, Zicklin School of Business, Baruch College, Deutsch & Lipner
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| Chapter 6: Ethical Considerations for Securities Arbitrators and Practitioners |
Joel E. Davidson ~ Professor, Fordham University School of Law; Principal, SureSettle, LLC
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| Chapter 7: Ethics in Discovery: Court, A Backdrop for Arbitration |
Jenice L. Malecki ~ Malecki Law
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| Chapter 8: Arbitration Case Law Update 2012 |
Professor Jill I. Gross ~ Professor of Law; Director of Legal Skills; Director, Investor Rights Clinic, Pace Law School
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| Chapter 9: "Selling Away" Cases--Defense Approaches |
Harry T. Walters ~ Executive Director; Legal and Compliance, Morgan Stanley Smith Barney
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| Chapter 10: Index to Securities Arbitration 2012 |
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