| Municipal Securities Activity by Broker-Dealers and Advisers 2012 TOC |
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| Chapter 1: Comment Letters to Proposed MSRB Rule G-23 |
David Levy ~ Managing Director, Corporate Compliance, US Bancorp
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| Chapter 2: Comment Letters to U.S. Securities and Exchange Commission Proposed Rule on the Registration of Municipal Advisors |
David Levy ~ Managing Director, Corporate Compliance, US Bancorp
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| Chapter 3: Comment Letters to Proposed MSRB Rules G-36 and G-17 |
David Levy ~ Managing Director, Corporate Compliance, US Bancorp
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| Chapter 4: Developments with Respect to Broker-Dealer and Adviser Activities in the Municipal Marketplace |
Clifford E. Kirsch ~ Sutherland
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| Chapter 5: Municipal Advisor Registration and Regulation |
Maurine R. Bartlett ~ Cadwalader Wickersham & Taft LLP
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| Chapter 6: 529 Plan Issues: Disclosure Obligations and Practices |
Maurine R. Bartlett ~ Cadwalader Wickersham & Taft LLP
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| Chapter 7: Summary of the 2010 Annual Survey of Public-Employee Retirement Systems: State-Administered Pensions |
Weiyen Jonas ~ Vice President and Associate General Counsel, FMR LLC Legal Department, Fidelity Investments
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| Chapter 8: U.S. Bureau of Labor Statistics Compensation and Working Conditions Online: The Structure of State and Local Government Retirement Benefits, 2008 |
Weiyen Jonas ~ Vice President and Associate General Counsel, FMR LLC Legal Department, Fidelity Investments
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| Chapter 9: U.S. Securities and Exchange Commission Proposed Rule 17 CFR Parts 240 and 249 [Release No. 34-63576]: Registration of Municipal Advisors, Federal Register Vol.76, No.4, January 6, 2011 |
Weiyen Jonas ~ Vice President and Associate General Counsel, FMR LLC Legal Department, Fidelity Investments
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| Chapter 10: Comment Letters to U.S. Securities and Exchange Commission Proposed Rule on the Registration of Municipal Advisors |
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| Chapter 11: Governmental Pension Plans: Municipal Entities and Investment Strategies? |
Weiyen Jonas ~ Vice President and Associate General Counsel, FMR LLC Legal Department, Fidelity Investments
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| Chapter 12: Index to Municipal Securities Activity by Broker-Dealers and Advisers 2012 |
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