Course Handbook   Course Handbook

Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment

Publication Date: April 2012 Number of Volumes: 1
ISBN Number: 9781402417795 Page Count: 530 pages

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Download: Table of Contents   Index

Global Capital Markets & the U.S. Securities Laws 2012 TOC
Chapter 1: The Volcker Rule: Compliance Considerations David M. Lynn ~ Morrison & Foerster LLP
Chapter 2: Morrison & Foerster Client Alert: SEC Clarifies Registration Obligations of Advisory Affiliates Jay G. Baris ~ Morrison & Foerster LLP
David M. Lynn ~ Morrison & Foerster LLP
Chapter 3: Morrison & Foerster News Bulletin: One Down, One to Go: The SEC Completes the First Required Dodd-Frank Act Regulation D Rulemaking David M. Lynn ~ Morrison & Foerster LLP
Chapter 4: Investment Adviser Registration for Private Equity Fund Managers David M. Lynn ~ Morrison & Foerster LLP
Chapter 5: Morrison & Foerster News Bulletin: Market Risk Capital Rules: Creditworthiness Standards to Replace Credit Ratings David M. Lynn ~ Morrison & Foerster LLP
Chapter 6: Morrison & Foerster News Bulletin: A Blueprint for Contingent Convertible Securities? David M. Lynn ~ Morrison & Foerster LLP
Chapter 7: Morrison & Foerster News Bulletin: Are We There Yet? Progress on International OTC Derivatives Reform David M. Lynn ~ Morrison & Foerster LLP
Chapter 8: Dodd-Frank: Agencies and Agency Oversight Reform (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 9: Dodd-Frank: Securitization Reform (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 10: Dodd-Frank: Investor Protection Reform (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 11: Dodd-Frank: Credit Rating Agency Reform (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 12: Dodd-Frank: Volcker Rule (As January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 13: Dodd-Frank: Compensation, Corporate Governance, and Disclosure (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 14: Dodd-Frank: Capital Requirements (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 15: Dodd-Frank: Consumer Protection Reform (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 16: Dodd-Frank: Mortgage Origination and Servicing (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 17: Dodd-Frank: Resolution Planning (As of January 1, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 18: Dodd-Frank: Specialized Corporate Disclosures (As of January 31, 2012) David M. Lynn ~ Morrison & Foerster LLP
Chapter 19: Capital Markets Regulatory Developments David M. Lynn ~ Morrison & Foerster LLP
Chapter 20: A Securities and Exchange Commission Staff Paper: Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers: An Analysis of IFRS in Practice Paul M. Dudek ~ Chief, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission
Chapter 21: TIAA-CREF Policy Statement on Corporate Governance Stephen L. Brown ~ Senior Director of Corporate Governance & Associate General Counsel, TIAA-CREF
Chapter 22: Directorate for Financial and Enterprise Affairs Corporate Governance Committee, European Commission--Green Paper: The EU Corporate Governance Framework Paul M. Dudek ~ Chief, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission
Chapter 23: European Commission Feedback Statement: Summary of Responses to the Commission Green Paper on the EU Corporate Governance Framework Paul M. Dudek ~ Chief, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission
Chapter 24: Form PF Matthew A. Chambers ~ Wilmer Cutler Pickering Hale and Dorr LLP
Chapter 25: Cross-Border Sales of Private Fund Interests--Outline of Regulatory Considerations Beyond Regulation D and Other Private Placement Exemptions Barbara A. Stettner ~ Partner, Allen & Overy LLP
Chapter 26: Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
Chapter 27: Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Chart Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
Chapter 28: Index to Global Capital Markets & the U.S. Securities Laws 2012

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment, held April, 2012.

Co-Chair(s)
Paul M. Dudek, U.S. Securities and Exchange Commission
David M. Lynn, Morrison & Foerster LLP
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Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment Paul M. Dudek, U.S. Securities and Exchange Commission
David M. Lynn, Morrison & Foerster LLP
 
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Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment Paul M. Dudek, U.S. Securities and Exchange Commission
David M. Lynn, Morrison & Foerster LLP
 
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