| Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment Table of Contents |
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| Chapter 1: The Jumpstart Our Business Startups Act of 2012 (March 2013) |
David M. Lynn ~ Morrison & Foerster LLP
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| Chapter 2: The Other Global Warming: The Impact of the JOBS Act on Foreign Issuers |
James R. Tanenbaum ~ Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 3: Accessing the US Markets: A Warmer Climate for Foreign Issuers |
James R. Tanenbaum ~ Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 4: Welcome to America. Again: The JOBS Act Gives us an Excellent Way to Attract Foreign Issuers Back to the US Capital Markets (May 2012) |
James R. Tanenbaum ~ Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 5: Coming to America: Anna Pinedo and Jerry Marlatt of Morrison & Foerster Describe the Framework Regulating Foreign Banks’ Issuance of Covered Bonds Into the US (July/August 2012) |
Jerry Marlatt ~ Morrison & Foerster LLP
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 6: Considerations for Foreign Banks Financing in the US: Chapter 2—Overview of Financing Through Exempt Offerings |
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 7: Frequently Asked Questions About Section 3(a)(2) Bank Note Programs |
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 8: Frequently Asked Questions About Rule 144A |
Anna T. Pinedo ~ Morrison & Foerster LLP
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| Chapter 9: What’s Going On—Over a Month of Section 219 Disclosures Under the Iran Threat Reduction and Syria Human Rights Act of 2012 (March 20, 2013) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 10: Flash Report: Section 219 Disclosures Under the Iran Threat Reduction and Syria Human Rights Act of 2012 (February 14, 2013) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 11: Sanctions Round-Up: Fourth Quarter 2012 (January 7, 2013) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 12: The Iran Threat Reduction and Syria Human Rights Act of 2012—How are You Planning to Comply with Section 219’s New Reporting Requirements? (December 17, 2012) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 13: SEC Publishes CD&Is for Iran Sanctions Disclosures Required Under Exchange Act Section 13(r) (December 6, 2012) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 14: Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012— Additional Reporting Requirements for US Domestic and Foreign Issuers Registered with the SEC (November 8, 2012) |
Antonia E. Stolper ~ Shearman & Sterling LLP
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| Chapter 15: Financial Statement Requirements in US Securities Offerings: What Non-US Issuers Need to Know (September 2011) |
Alexander F. Cohen ~ Latham & Watkins LLP
Kirk A. Davenport ~ Latham & Watkins LLP
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| Chapter 16: Directors’ Alert 2013—Lead or be Led: Time to take Advantage of the New Business Reality |
Dan Konigsburg ~ Deloitte Touche Tohmatsu Limited
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| Chapter 17: Shareholder Demands for Corporate Political Disclosure |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 18: E-Alert: White Collar—Gabelli v. SEC and its Impact on Government Investigations (March 11, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 19: E-Alert: Securities—Greenlight Capital v. Apple and its Potential Impact on the 2013 Proxy Season (March 4, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 20: E-Alert: Securities—Something to Watch This Proxy Season: Next Generation Executive Compensation Lawsuits (February 12, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 21: Advisory: Securities—Required Communications Between Auditors and Audit Committees (January 29, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 22: Advisory: Securities—SEC Approves NYSE and NASDAQ Independence Standards for Compensation Committees (January 18, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 23: Advisory: Securities—Conflict Mineral Rules: Frequently Asked Questions (January 3, 2013) |
Keir Gumbs ~ Covington & Burling LLP
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| Chapter 24: SEC Enforcement and Inspection Priorities for Hedge Fund and Private Fund Advisers After the Enactment of the Dodd-Frank Act (March 25, 2013) |
Matt Chambers ~ Wilmer Cutler Pickering Hale and Dorr LLP
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| Chapter 25: CFTC Regulation: Use of Derivatives in Investment Management |
Susan C. Ervin ~ Davis Polk & Wardwell LLP
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| Chapter 26: Client Memorandum: An Asset Manager’s Guide to Swap Trading in the New Regulatory World (March 11, 2013) |
Susan C. Ervin ~ Davis Polk & Wardwell LLP
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| Chapter 27: The Review of Securities & Commodities Regulation: An Analysis of Current Laws and Regulations Affecting the Securities and Futures Industries (August 15, 2012) |
Barbara A. Stettner ~ Allen & Overy LLP
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| Chapter 28: Recent Developments in Federal ‘Pay-to-Play’ Compliance: New SEC Risk Alert and USD12 Million Settlement Underscore the Importance of Strong Compliance Procedures for Entities Subject to Federal Pay-to-Play Regimes (November 2012) |
Barbara A. Stettner ~ Allen & Overy LLP
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| Chapter 29: A Few Observations in the Private Fund Space—Speech by David W. Blass, Chief Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission (April 5, 2013) |
Barbara A. Stettner ~ Allen & Overy LLP
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| Chapter 30: A Review of the Extraterritorial Application on U.S. Securities Laws in Non-FCPA Cases (March 21, 2013) |
Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
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| Chapter 31: Re-Defining the Extraterritorial Reach of Anti-Fraud Protections Under the U.S. Securities Laws (June 5, 2013) |
Michael D. Mann ~ Richards Kibbe & Orbe LLP
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| Index to Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment |
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