| Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 TOC |
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| Chapter 1: Background: Mutual Funds |
George O. Martinez ~ Executive Director, J.P. Morgan
Mary Joan Hoene ~ Carter Ledyard & Milburn LLP
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| Chapter 2: Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations |
Laurin Blumenthal Kleiman ~ Sidley Austin LLP
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| Chapter 3: Mutual Fund Anatomy--Role of the Board of Directors and the Investment Adviser |
Bibb L. Strench ~ Seward & Kissel LLP
Thomas Bisset ~ Sutherland
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| Chapter 4: Mutual Fund Distribution |
Clifford E. Kirsch ~ Sutherland
Allan J. Oster ~ Vice President, Associate General Counsel, Nationwide Funds Group
Lori E. Bostrom ~ Senior Vice President and Deputy General Counsel, OppenheimerFunds, Inc.
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| Chapter 5: Excessive Fee Litigation and The Investment Company Act of 1940 |
Lori A. Martin ~ WilmerHale LLP
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| Chapter 6: John Gallus v. Ameriprise Financial, Inc. (C.A. 8, Mar. 30, 2012) Case No. 11-1091 |
Lori A. Martin ~ WilmerHale LLP
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| Chapter 7: Recent Developments in Mutual Fund Litigation Under the 1933 Act, the 1934 Act, and State Law |
Mark Holland ~ Goodwin Procter LLP
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| Chapter 8: Introduction to Exchange-Traded Funds |
James C. Munsell ~ Sidley Austin LLP
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| Chapter 9: Index to Fundamentals of Mutual Funds and Exchange-Traded Funds 2012 |
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