| Table of Contents |
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| Chapter 1: ISDA Response Letter to the Sec: Re: Cross-Border Security-Based Swap Activities— File No. S7–02–13 (August 14, 2013) |
Mary Johannes ~ ISDA
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| Chapter 2: Regulation of End-User Companies Under the Dodd-Frank Act |
Michael D. Bopp ~ Gibson, Dunn & Crutcher LLP
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| Chapter 3: CFTC Mandatory Clearing Rules—June 10 Phase-In Date for Financial Entities (May 16, 2013) |
Joshua Cohn ~ Mayer Brown LLP
Curtis A. Doty ~ Mayer Brown LLP
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| Chapter 4: Swap Execution Requirements (August 5, 2013) |
Kathryn M. Trkla ~ Foley & Lardner LLP
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| Chapter 5: Trade Repositories/Swap Data Repositories (July 31, 2013) |
Jeffrey T. Waddle ~ The Depository Trust & Clearing Corporation
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| Chapter 6: CFTC’s January 1 Business Conduct and Documentation Deadline Eased (December 18, 2012) |
Joshua D. Cohn ~ Mayer Brown LLP
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| Chapter 7: CFTC Issues Interpretive Guidance Regarding The Cross-Border Application of us Swap Regulations (August 2, 2013) |
Joshua D. Cohn ~ Mayer Brown LLP
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| Chapter 8: Regulation of Swap Market Participants: Is a Wholly Owned Subsidiary Really a Commodity Pool? (August 15, 2013) |
Rita M. Molesworth ~ Willkie Farr & Gallagher LLP
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| Chapter 9: Promontory Sightlines in Focus: Clearinghouse Exposures Now Subject to Bank Lending Limits (July 9, 2013) |
Douglas E. Harris ~ Promontory Financial Group, L.L.C.
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| Chapter 10: Promontory Sightlines Alert: FBOs Win Half the Battle on Swaps (June 7, 2013) |
Douglas E. Harris ~ Promontory Financial Group, L.L.C.
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| Chapter 11: NFA Swaps Information: Index |
Jamila Piracci ~ National Futures Association
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| Chapter 12: Commodity Future Trading Commission, 77 Fed. Reg. 2613 (January 19, 2012) [Vol. 77, No. 12 (Pages 2613–2629)] |
Jamila Piracci ~ National Futures Association
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| Chapter 13: Fractional Taxation: IRS Releases Technical Advice Addressing the 10% Securities Rule Applicable to Foreign Bank Branches (June 27, 2013) |
Mark H. Leeds ~ Mayer Brown LLP
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| Chapter 14: The 7% Solution: Structured Dividend Received Deduction Transactions Face Internal Revenue Service Audit Scrutiny (June 5, 2013) |
Mark H. Leeds ~ Mayer Brown LLP
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| Chapter 15: Professional Responsibility Issues Under Title VII of the Dodd-Frank Act (July 2013) |
Michael S. Sackheim ~ Sidley Austin LLP
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| Chapter 16: Documentation for Cleared and Uncleared Derivatives (August 13, 2013) |
Noah P. Melnick ~ Linklaters LLP
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| Chapter 17: Making Sense of ISDA DF Protocols (JULY 31, 2013) |
David Z. Moss ~ Purrington Moody Weil LLP
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| Chapter 18: Special Bankruptcy Code Protections for Derivative and Other Financial Market Transactions (August 13, 2013) |
Harold S. Novikoff ~ Wachtell, Lipton, Rosen & Katz
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| Chapter 19: ACA Financial Guarantee Corp. v. Goldman, SACHS & CO.: A New Standard for Reasonable Reliance or Temporary Detour? |
Jonathan E. Pickhardt ~ Quinn, Emanuel, Urquhart & Sullivan LLP
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| Chapter 20: Regulation of Swap Market Participants (PowerPoint) |
Douglas E. Harris ~ Promontory Financial Group, LLC
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| Index |
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