| Advanced Compliance and Ethics Workshop 2012 TOC |
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| Chapter 1: The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 2: An Overview of Corporate Compliance and Ethics Programs |
Paul E. McGreal ~ Dean and Professor of Law, University of Dayton School of Law
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| Chapter 3: General Counsels and the Ethics, Compliance & Risk Management Role: Optimizing the Integration of Integrity |
Andrea Bonime-Blanc ~ Former Senior Vice President, Global Corporate Responsibility & Risk Management, Verint Systems Inc.
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| Chapter 4: How Tyco Manages Third-Party Risk |
Matthew O. Tanzer ~ Vice President and Chief Compliance Officer, Tyco International
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| Chapter 5: Compliance and Ethics Officer Positioning: A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 6: Selected Articles from the Conflict of Interest Blog on Training and Communications |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 7: Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management |
Rebecca Walker ~ Kaplan & Walker LLP
Carlo V. di Florio ~ Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
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| Chapter 8: The Sentencing Guidelines: Field Notes on a 20-Year Experiment |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 9: Compliance & Ethics Program Assessments: CCI Interview with Jeff Kaplan |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 10: Sample Code of Business Conduct Audit Questionnaire |
Lupe Garcia ~ Associate General Counsel, Compliance, Gap Inc.
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| Chapter 11: Anti-Corruption Due Diligence: How to Win Business Buy-In and Influence Stakeholders |
Therese Lee ~ Global Ethics & Compliance Counsel, Google Inc.
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| Chapter 12: Managing Third Party Risks |
Elizabeth R. Weiss ~ Senior Corporate Counsel and Chief Compliance Counsel for Global Manufacturing and Supply, Pfizer, Inc.
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| Chapter 13: Third-Party Codes of Conduct: A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 14: Weatherford: A Culture of Both Ethics and Compliance |
Adrian Mebane ~ Director, Ethics & Compiance Group, Weatherford International Ltd.
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| Chapter 15: Commentary on the OECD Good Practice Guidance on Internal Controls, Ethics and Compliance |
Joseph E. Murphy ~ Director of Public Policy, Society of Corporate Compliance and Ethics
Donna Boehme ~ Principal, Compliance Strategists LLC
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| Chapter 16: Compliance Program Standards and Guides Around the World: Start with the Sentencing Guidelines, But Understand Additional Standards in Each Jurisdiction Where You Do Business |
Joseph E. Murphy ~ Director of Public Policy, Society of Corporate Compliance and Ethics
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| Chapter 17: Selected Articles from the FCPA Blog |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 18: Selected Articles on Risk Assessment from Corporate Compliance Insights |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 19: The Importance of Program Assessment: An SCCE Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 20: Ten Tips for Handling a Multi-Jurisdictional Investigation |
Adam Siegel ~ Freshfields Bruckhaus Deringer LLP
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| Chapter 21: How Much Guidance Does Your Organization Provide Its Compliance and Ethics Investigators? A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 22: Developing an Effective Process for Managing Gifts and Entertainment |
Larry Parsons ~ Vice President, Ethics and Compliance, McLane Company, Inc.
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| Chapter 23: Selected Articles from the Conflict of Interest Blog |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
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| Chapter 24: Effectively Handling Conflicts of Interest |
Rebecca Walker ~ Kaplan & Walker LLP
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| Chapter 25: Effective Training & Compliance Strategies (PowerPoint Slides) |
Kathy Rehmer ~ Vice President - Compliance, AT&T
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| Chapter 26: Management and Oversight of Compliance--"Partnering for Success" (PowerPoint Slides) |
Bob D. Frisbee ~ Ethics & Compliance Director, The Southern Co
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| Chapter 27: Board Interaction (PowerPoint Slides) |
Michael Mclaughlin ~ Chief Ethics and Compliance Officer, Dell Inc.
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| Chapter 28: Anti-Corruption Due Diligence Process (PowerPoint Slides) |
Joshua Jones ~ The Dow Chemical Company
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| Chapter 29: Global Programs and Concerns (PowerPoint Slides) |
Adrian Mebane ~ Director, Ethics & Compiance Group, Weatherford International Ltd.
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| Chapter 30: Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures (PowerPoint Slides) |
Frank Geovannello ~ Manager, Compliance Services, Altria Client Services
Douglas A. Doty ~ Compliance Officer, Siemens Industry, Inc.
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| Chapter 31: Gifts and Entertainment: Risks and Compliance Measures (PowerPoint Slides) |
Larry Parsons ~ Vice President, Ethics and Compliance, McLane Company, Inc.
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| Chapter 32: Index to Advanced Compliance and Ethics Workshop 2012 |
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