| Table of Contents |
|
|
| Chapter 1: The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 2: An Overview of Corporate Compliance and Ethics Programs |
Paul E. McGreal ~ University of Dayton School of Law
|
|
| Chapter 3: General Counsels and the Ethics, Compliance & Risk Management Role: Optimizing the Integration of Integrity |
Andrea Bonime-Blanc ~ Verint Systems Inc.
|
|
| Chapter 4: How Tyco Manages Third-Party Risk |
Matthew O. Tanzer ~ Tyco International
|
|
| Chapter 5: Compliance and Ethics Officer Positioning: A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 6: Selected Articles from the Conflict of Interest Blog on Training and Communications |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 7: Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management |
Rebecca Walker ~ Kaplan & Walker LLP
Carlo V. di Florio ~ U.S. Securities and Exchange Commission
|
|
| Chapter 8: The Sentencing Guidelines: Field Notes on a 20-Year Experiment |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 9: Compliance & Ethics Program Assessments: CCI Interview with Jeff Kaplan |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 10: Sample Code of Business Conduct Audit Questionnaire |
Lupe Garcia ~ Gap Inc.
|
|
| Chapter 11: Anti-Corruption Due Diligence: How to Win Business Buy-In and Influence Stakeholders |
Therese Lee ~ Google Inc.
|
|
| Chapter 12: Managing Third Party Risks |
Elizabeth R. Weiss ~ Pfizer, Inc.
|
|
| Chapter 13: Third-Party Codes of Conduct: A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 14: Weatherford: A Culture of Both Ethics and Compliance |
Adrian D Mebane ~ Weatherford International Ltd.
|
|
| Chapter 15: Commentary on the OECD Good Practice Guidance on Internal Controls, Ethics and Compliance |
Joseph E. Murphy ~ Society of Corporate Compliance and Ethics
Donna Boehme ~ Compliance Strategists, LLC
|
|
| Chapter 16: Compliance Program Standards and Guides Around the World: Start with the Sentencing Guidelines, But Understand Additional Standards in Each Jurisdiction Where You Do Business |
Joseph E. Murphy ~ Society of Corporate Compliance and Ethics
|
|
| Chapter 17: Selected Articles from the FCPA Blog |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 18: Selected Articles on Risk Assessment from Corporate Compliance Insights |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 19: The Importance of Program Assessment: An SCCE Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 20: Ten Tips for Handling a Multi-Jurisdictional Investigation |
Adam Siegel ~ Freshfields Bruckhaus Deringer LLP
|
|
| Chapter 21: How Much Guidance Does Your Organization Provide Its Compliance and Ethics Investigators? A Benchmarking Survey |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 22: Developing an Effective Process for Managing Gifts and Entertainment |
Larry Parsons ~ McLane Company, Inc.
|
|
| Chapter 23: Selected Articles from the Conflict of Interest Blog |
Jeffrey M. Kaplan ~ Kaplan & Walker LLP
|
|
| Chapter 24: Effectively Handling Conflicts of Interest |
Rebecca Walker ~ Kaplan & Walker LLP
|
|
| Chapter 25: Effective Training & Compliance Strategies (PowerPoint) |
Kathy Rehmer ~ AT&T
|
|
| Chapter 26: Management and Oversight of Compliance--"Partnering for Success" (PowerPoint) |
Bob D. Frisbee ~ The Southern Co
|
|
| Chapter 27: Board Interaction (PowerPoint) |
Michael Mclaughlin ~ Dell Inc.
|
|
| Chapter 28: Anti-Corruption Due Diligence Process (PowerPoint) |
Joshua Jones ~ The Dow Chemical Company
|
|
| Chapter 29: Global Programs and Concerns (PowerPoint) |
Adrian D Mebane ~ Weatherford International Ltd.
|
|
| Chapter 30: Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures (PowerPoint) |
Frank Geovannello ~ Altria Client Services
Douglas A. Doty ~ Siemens Industry, Inc.
|
|
| Chapter 31: Gifts and Entertainment: Risks and Compliance Measures (PowerPoint) |
Larry Parsons ~ McLane Company, Inc.
|
|
| Index |
|
|