Corporate & Securities

Outside US Only

From the program: Secured Transactions 2013: What Lawyers Need to Know About UCC Article 9

Released on: Jan. 23, 2013

Article 9 of the Uniform Commercial Code applies to secured transactions, which are interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay. At Secured Transactions 2013: What Lawyers Need to Know About UCC Article 9, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) priority in the collateral ...

From the program: Drafting and Negotiating Corporate Agreements 2013

Released on: Jan. 16, 2013

In this perennial favorite, our expert faculty will teach you the basics of drafting and negotiating corporate agreements - from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. You will learn how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely to come up in a ...

From the program: Venture Capital 2013: Nuts and Bolts

Released on: Mar. 14, 2013

A thorough understanding of current market practice, deal terms and conditions, transaction documents and applicable securities, regulatory and ethical issues is critical in the venture capital business. This program, designed for those seeking a secure foundation in the venture capital field, will teach you the essentials of venture capital. From examining the anatomy of a venture capital deal, to participating in a mock term sheet negotiation, to ...

From the program: Acquiring or Selling the Privately Held Company 2012

Released on: Jun. 22, 2012

Our experienced faculty walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise. You will learn about the special issues that apply when a private equity firm is the buyer or owns the target company, and about the techniques and strategies ...

• Jun. 6 - 7, 2013 Webcast

At this perennial favorite, our experienced faculty will walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise. You will learn about the special issues that apply when a private equity firm is the buyer or owns the target company, ...

Recorded on: May. 14, 2012

Taken from the Web Program Antitrust Institute 2012: Developments & Hot Topics Recorded May, 2012 in New York Acquisitions and Mergers [01:05:58] Section 7 of the Clayton Act Revised Horizontal Merger Guidelines Critical H-S-R reporting updates What are the latest enforcement activities at federal and state levels? Recent decisions involving unilateral and coordinated competitive effects Investigations of non-reportable ...

From the program: Antitrust Institute 2013: Developments & Hot Topics

Released on: May. 21, 2013

From mergers and acquisitions to enforcement priorities, resale price maintenance to international competition, you can be certain to hear about all of the developments in antitrust law at this program led by top experts in the field.  Hear from leading antitrust practitioners, senior government officials, and state regulators about how to manage all of the challenges new developments might throw your way.  Whether you are a seasoned antitrust ...

From the program: Pocket MBA Summer 2012

Released on: Jun. 19, 2012

An understanding of key financial, accounting and economic concepts, principles and terminology will contribute to your ability to interact with and advise your clients with their critical issues.  The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for both external and in-house attorneys.  Litigators and transactional attorneys alike will benefit ...

From the program: Pocket MBA Fall 2012

Released on: Oct. 26, 2012

An understanding of key accounting, financial and economic concepts, principles and terminology will contribute to your ability to interact with and advise your clients with their critical issues. The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for both external and in-house attorneys. Litigators and transactional attorneys alike will benefit from this practical ...

From the program: How to Prepare an Initial Public Offering 2013

Released on: Apr. 24, 2013

Understanding the IPO process is an essential skill for both legal and business advisors.  With the improvement in the markets, IPOs are happening with increasing frequency.  In addition, last April, Congress enacted  IPO “on ramp” provisions in the JOBS Act that made becoming a public company even easier for “emerging growth companies,” which represent almost 90% of the IPO market.  If you have not worked on an IPO recently, now ...

• Nov. 1, 2013 Webcast

Lawyers counseling businesses must possess a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments. Running afoul of antitrust rules can result in class actions and treble damage litigation as well as government enforcement and adverse publicity. Are you prepared to provide practical answers to the antitrust questions your clients will ask? You will be after attending this program, developed with ...

From the program: Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

Released on: Jun. 26, 2012

This program is designed to provide attendees with a solid foundation in the legal, regulatory and operational issues affecting the $12 trillion mutual fund industry, including the emerging exchange-traded fund industry.  Learn how Congress, regulators, markets, and the courts have shaped the formation and structure of this industry.  You will also learn about the impact of the financial crisis on the mutual fund and exchange-traded ...

From the program: Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013

Released on: Apr. 2, 2013

The reduction to writing of an agreed-upon understanding among parties can sometimes be viewed as a cursory step in formalizing a business relationship. Yet the manner in which concepts are expressed on a page is often as important as the concepts themselves. Solid contract-drafting skills are therefore essential tools to any professional who deals with transactions or business relationships. Unfortunately, although contract counterparties might have ...

From the program: Basics of Accounting for Lawyers 2012: What Every Practicing Lawyer Needs to Know

Released on: Jun. 26, 2012

DVD's from the program Basics of Accounting for Lawyers 2012: What Every Practicing Lawyer Needs to Know, held May, 2012.

• Jul. 18 - 19, 2013 Webcast

Accounting is a language of business. Because attorneys encounter accounting information in a wide range of legal issues, it is critical for lawyers to understand financial statements and core accounting concepts. This practical course, specifically designed for the non-accountant attorney, will provide an understanding of financial statements and the key principles of accounting, using “real life” examples of accounting issues that attorneys ...

From the program: Basics of Mutual Funds and Other Registered Investment Companies 2013

Released on: May. 8, 2013

This program is designed to provide you with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies” – the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds (“ETFs”) and others. You will learn the fundamentals of the extensive regulatory framework that dictates the structure and operations of retail investment funds ...

Recorded on: May. 9, 2012

Taken from the Web Program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 Recorded May, 2012 in New York Benchmarking: Key Anti-Corruption Issues [01:11:45] Assess your anti-corruption program against your competitors Understand new trends and best practices Determine answers to critical questions on training, diligence, entertainment of foreign officials, facilitation payments and commercial ...

Recorded on: Nov. 12, 2012

Taken from the Web Program Ethics and Law Department Management 2012: A View From the Inside Recorded November, 2012 in New York Best Practices and Ethical Considerations in Corporate Compliance (Part 1) [02:07:39] Using a hypothetical, we will walk you through the various steps and ethical issues that arise when setting up your multinational corporation’s legal department and compliance office, and upon learning of a potential crisis.    ...

From the program: Fundamentals of Swaps & Other Derivatives 2012

Released on: Oct. 29, 2012

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

From the program: Bridge-the-Gap: Basic Skills for Newly Admitted Illinois Attorneys 2012

Released on: Nov. 29, 2012

Taught by a faculty of expert practitioners from varied practice areas, this program will help you to “bridge the gap” between your law school education and the real world skills and knowledge needed for success in law.  Topics have been selected for their relevance and importance to legal practice, and to enable you to complete first year Minimum Continuing Legal Education Basic Skills requirements for newly admitted attorneys admitted ...

From the program: Broker-Dealer and Adviser Regulatory Compliance Forum 2013

Released on: Mar. 6, 2013

Brokerage and advisory firms' compliance programs are under intense regulatory scrutiny. In this program, you will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current regulatory initiatives and recent examination ...

From the program: Broker-Dealer and Adviser Regulatory Compliance Forum 2012

Released on: Apr. 4, 2012

DVD's from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2012, held February, 2012.

• Sep. 25, 2013 Webcast

Construction is one of the largest sectors in the U.S. economy. After several lean years, construction activity is beginning to pick up. The need for major infrastructure development is apparent, but tight budgets require novel contracting approaches. The Great Recession has resulted in the failure of many construction firms. This has placed a renewed emphasis on appropriate risk allocation. These challenging times require innovation in project delivery ...

From the program: Writing for Transactional Lawyers 2012

Released on: Aug. 14, 2012

In this program you will learn principles of effective writing and drafting that will enhance your transactional practice. Particular emphasis will be given to the perspectives of the end users:  your clients and those who litigate commercial disputes. Lecture Topics  [Total time 02:56:29] Segments with an asterisk (*) are available only with the purchase of the entire program. Introduction* [00:02:48] L. Kevin Sheridan, ...

From the program: New Jersey Basic CLE Marathon 2012

Released on: Jun. 12, 2012

Satisfy part of the newly instated mandatory continuing legal education requirements in New Jersey and hone your legal professionalism with PLI’s New Jersey Basic CLE Marathon program.  In accordance with New Jersey’s requirements, this program will include New Jersey-specific instruction and discussion on topics authorized by the Supreme Court of New Jersey Board of Continuing Legal Education. Lecture Topics  [Total time 06:13:38] Segments ...