Corporate & Securities

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities. Explore our offerings below to select those most relevant to your practice.

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Who's Speaking?
Clifford E. Kirsch

Clifford E. Kirsch ~ Sutherland Asbill & Brennan LLP
Speaking at Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants Practising Law Institute Feb. 17, 2016

Why You Should Attend

Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  ...

Matthew P. Salerno

Matthew P. Salerno ~ Cleary Gottlieb Steen & Hamilton LLP
Speaking at Spin-offs 2016 Practising Law Institute Feb. 18, 2016

Why You Should Attend

Business separation transactions represent a substantial portion of all M&A transactions.  ...

 

Featured Seminar

Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Feb. 17, 2016

Practising Law Institute - New York, NY

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will re... Read More


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