Corporate & Securities

Specialized Knowledge and Application

6.00

Professional Practice

Next Month

• Jun. 5, 2013 New York, NY

• Jun. 5, 2013 Boston, MA
• Jun. 5, 2013 Columbus, OH
• Jun. 5, 2013 New Brunswick, NJ
• Jun. 5, 2013 Philadelphia, PA
• Jun. 5, 2013 Mechanicsburg, PA
• Jun. 5, 2013 Pittsburgh, PA

Capital markets are adjusting to a wide range of evolving regulatory standards which affect the way in which offerings are conducted around the world. At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation. Issuers and market participants also face an increasingly active global enforcement environment targeting ...

• Jun. 14, 2013 San Francisco, CA

The IPO market is the most active it has been in more than ten years, with technology companies leading the way. Recent securities law developments, including the Jumpstart Our Business Startups Act and regulatory changes to implement it, are likely to spur new approaches to capital raising, including changes to current practices in IPO transactions. Even without these legal and regulatory developments, current IPO practices are constantly evolving ...

• Jun. 24, 2013 New York, NY

• Jun. 24, 2013 Boston, MA
• Jun. 24, 2013 Philadelphia, PA
• Jun. 24, 2013 Mechanicsburg, PA
• Jun. 24, 2013 Birmingham, AL
• Jun. 24, 2013 New Brunswick, NJ
• Jun. 24, 2013 Pittsburgh, PA

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...