Corporate & Securities

Ethics

Past 3 Months

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Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done Recorded March, 2013 in New YorkDue Diligence and the Offering Process [00:00:01]The purchase price of this segment includes the following article(s) from the Course Handbook available online:

Recorded on: Apr. 30, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 Recorded April, 2013 in Hong KongEthics: Hypothetical Scenarios [01:02:01] Recent developments, including the work of the 20/20 Commission Resolving conflicts for the global law firm Confidentiality issues Attorney conduct when appearing before regulators The purchase price of this segment includes the following article(s) from the Course ...

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies Recorded April, 2013 in New YorkEthics [01:01:35] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny  The purchase price of this segment includes the following article(s) from the Course Handbook available online: Zealous Advocacy and ...

Recorded on: Feb. 28, 2013

Taken from the Web Program The SEC Speaks in 2013 Recorded February, 2013 in Washington Ethics [00:59:50] Overview of recent Rule 102(e) proceedings - Rule 102(e)(3) - Segal - Rule 102(e)(1) - Tamman Suspension compliance/scope of “appearing and practicing” - Reilly Conflict issues - Multiple representations - SEC alumni/ae appearing and practicing before SEC The purchase price of this segment ...

Recorded on: Feb. 5, 2013

Taken from the Web Program Hedge Fund Compliance & Regulation 2013 Recorded January, 2013 in New York Investor Relations: Ethical Considerations and Compliance Challenges [01:00:43] Best practices for interacting with investors and prospective investors SEC hot button issues Managing conflicts of interest: weighing the appropriate approach Solicitation and advertising after the JOBS Act The purchase price of this segment ...

Recorded on: Feb. 12, 2013

Taken from the Web Program Twelfth Annual Institute on Securities Regulation in Europe: Overcoming Deal-Making Challenges in the Current Markets Recorded February, 2013 in London What Every Securities Lawyer Needs to Know About Ethics [01:00:18] Ethics 20/20 and other recent developments Conflicts in multinational context Confidentiality issues Ethics issues for lawyer whistleblowers The purchase price of this segment includes ...