From the program: Advanced Swaps & Other Derivatives 2014
Released on: Oct. 31, 2014
The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC, with SEC progress, as well.
The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap ...