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Corporate Political Activities 2015: Complying With Campaign Finance, Lobbying and Ethics Laws

Seminar  Seminar

Please note that this program does not qualify for legal ethics credit. Why You Should Attend Federal and state lobbying, campaign finance and ethics rules are changing, making compliance with those laws more challenging than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA) and pay-to-play laws place additional responsibilities on companies and their executives and directors. To stay current on the latest developments, be sure ...

Fundamentals of Investment Adviser Regulation 2015

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over the past few years, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.  The SEC has also set high expectations for advisers in identifying and responding to conflicts of interests. At this program, attendees will get a solid foundation in the regulatory ...

Insider Trading Law 2015: Implications of Newman & Enforcement Trends

Seminar  SeminarWebcast  Webcast

Why You Should Attend Insider trading is a critical area of criminal and civil securities enforcement and will likely remain so for some time to come.  Following the Second Circuit’s recent ground-breaking decision in United States v. Newman, however, the law’s contours are in flux.  This program will discuss the state of the law, enforcement priorities in this area, and how clients can avoid the government’s crosshairs.  ...

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP