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Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review current ...

Corporate Governance -- A Master Class 2016

Seminar  SeminarWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This program will address key corporate governance issues faced by boards and principal board committees.  Public companies and their directors and officers face increasing responsibilities and risk of liability.  They are also under intense scrutiny and in at least some cases significant pressure from investors and regulators.  Changing investor expectations and increased investor willingness to seek or force ...

Fifteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Seminar  SeminarWebcast  Webcast

Why You Should Attend We are proud to present Practising Law Institute’s Fifteenth Annual Institute on Securities Regulation in Europe, the most comprehensive securities programme available in Europe, with a unique focus on the application of U.S. securities law in the EU.  This Institute will provide the important U.S. perspective relevant to UK and European practice, featuring leading practitioners active in the U.S. and Europe, as well ...

Private Fund Regulatory Developments and Compliance Challenges 2016

Seminar  SeminarWebcast  Webcast

Why You Should Attend As our first educational conference of 2016 focused specifically on hedge funds as well as private funds, generally, this afternoon program will deliver insights from three distinguished panels of experts who will discuss the regulatory and compliance challenges expected to face hedge fund and other private managers in 2016.  A stellar faculty composed of private fund general counsels and chief compliance officers, representatives ...

The SEC Speaks in 2016

Seminar  SeminarWebcast  Webcast

Mark Your Calendar. More Information to Come!

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