| First Read: DOJ/SEC's Resource Guide to the Foreign Corrupt Practices Act 2012 (Audio-only) |
Jan. 4, 2013 |
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| First Read: DOJ/SEC's Resource Guide to the Foreign Corrupt Practices Act 2012 (Audio-only) |
Jan. 4, 2013 |
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| Understanding Financial Products 2013 |
Jan. 22, 2013 |
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| Setting Your Compliance Program Agenda for 2013 |
Jan. 9, 2013 |
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| Silicon Valley Corporate Law Update 2013: Start-Ups, Financings, IPOs, M&A |
Jan. 2013 |
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| Understanding the Securities Laws 2012 |
Jan. 10, 2013 |
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| Advanced Compliance and Ethics Workshop 2012 |
Jan. 10, 2013 |
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| Securitized Products |
Jan. 14, 2013 |
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| Derivatives Products |
Jan. 14, 2013 |
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| Laying the Foundation Part II -- Distribution of Financial Products |
Jan. 14, 2013 |
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| Laying the Foundation Part I - Financial Product Fundamentals |
Jan. 14, 2013 |
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| Mutual Funds and Similar Products |
Jan. 14, 2013 |
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| Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 -- Regulation of Derivatives and Revisiting Dodd-Frank |
Jan. 25, 2013 |
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| Setting Your Compliance Program Agenda for 2013 (Audio-only) |
Jan. 24, 2013 |
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| Regulation of Derivatives and Revisiting Dodd-Frank |
Jan. 25, 2013 |
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| Regulation of Variable Products Under the 1940 Act |
Jan. 25, 2013 |
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| Hedge Fund Compliance & Regulation 2013 |
Feb. 12, 2013 |
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| Regulation FD and Social Media in the Wake of the Netflix Investigation: Facebook, Blogging and Beyond |
Feb. 1, 2013 |
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| Affordable Care Act: Compliance Program Considerations for Health Care Providers |
Feb. 4, 2013 |
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| Social Media 2013: Addressing Corporate Risks |
Feb. 20, 2013 |
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| Corporate Governance - A Master Class 2013 |
Feb. 27, 2013 |
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| Key Elements of Effective Remediation: An Insider's View 2013 (Audio-only) |
Feb. 14, 2013 |
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| Key Elements of Effective Remediation: An Insider's View 2013 (Audio-only) |
Feb. 14, 2013 |
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| Regulation FD and Social Media in the Wake of the Netflix Investigation: Facebook, Blogging and Beyond 2013 (Audio-only) |
Feb. 15, 2013 |
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| Broker-Dealer and Adviser Regulatory Compliance Forum 2013 |
Mar. 6, 2013 |
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