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The SEC Speaks in 2016

Seminar  SeminarWebcast  Webcast

At the beginning of each year, PLI presents in cooperation with the U.S. Securities and Exchange Commission The SEC Speaks program, providing an essential update on the current initiatives at the Commission, as well as the priorities for the coming year. At this unique program, you will hear remarks by the Chairman, and  Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation Finance, ...

Investment Management Institute 2016

Seminar  SeminarWebcast  Webcast

Why You Should Attend You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as: The SEC’s regulatory agenda New money-market fund regulations New SEC staff guidance Potential new rulemakings relating to target date funds Exchange-traded products initiatives The proposed fund ...

Enforcement 2016: Perspectives from Government Agencies

Seminar  SeminarWebcast  Webcast

Why You Should Attend We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2016

Seminar  SeminarWebcast  Webcast

Why You Should Attend The Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. DOJ and SEC resources devoted to investigating violations and enforcing the law remain at an all-time high. Recent FCPA and bribery enforcement actions demonstrate that no industry is immune from scrutiny.  Beyond the FCPA, an increasing number of countries, as well as international organizations, are ramping up ...

Internal Investigations 2016

Seminar  SeminarWebcast  Webcast

Why You Should Attend Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, an expert faculty will review the fundaments of conducting an internal investigation, as well as touch on the many more nuanced and practical issues that arise.  A real-world ...


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