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Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation ...

Advanced Accounting & Reporting for SEC Professionals Workshop 2014

Workshop  Workshop

Using interactive lecture and examples, this workshop delivers an in-depth update on current Financial Accounting Standards Board (FASB) and U.S. Securities and Exchange Commission (SEC) projects and pronouncements, including current focus areas of the SEC. Workshop includes updates on major developments at the FASB, including the projects on leases, revenue recognition and financial instruments.What you will learnLearn about ...

30th Annual SEC Reporting & FASB Forum

Seminar  Seminar

Staying up-to-date in the ever-changing world of accounting and SEC Reporting is a must. The Financial Accounting Standard Board (FASB) completed their Revenue Recognition convergence project this year setting off a flurry of transition activity, and they have a multitude of other projects to stay abreast of. The SEC staff review process continues to challenge preparers with new areas of comment and new questions on perpetual ...

Form 10-K In-Depth Workshop 2014

Workshop  Workshop

By using an actual case study and examples, this workshop is designed to give participants a mastery of the requirements of the Form 10-K Annual Report. Interactive exercises and lectures will enhance your understanding of each Item, including the intricacies of the Management’s Discussion & Analysis (MD&A) section.What you will learnThis workshop will lead you through Form 10-K Item-by-Item, using a comprehensive case ...

SEC Reporting Skills Workshop 2014

Workshop  Workshop

 By using interactive lecture and examples, workshop participants will build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms, including the 10-K Annual Report, the 10-Q Quarterly Report, and the 8-K Current Report, as well as an understanding of how to comply with the annual proxy requirements and how insider trading rules work. Participants ...

SEC Reporting Skills Workshop 2015

Workshop  Workshop

Our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms, including the 10-K Annual Report, the 10-Q Quarterly Report and the 8-K Current Report. Participants will also gain an understanding of how to comply with the annual proxy requirements and how insider trading ...

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group