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Seminars & Webcasts





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Understanding the Securities Laws Fall 2015

Seminar  Seminar

WHY YOU SHOULD ATTEND  Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange ...

Securities Regulation Institute (47th Annual)

Seminar  Seminar

    For more than four decades, PLI’s Annual Institute on Securities Regulation has been the premier conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners.  This year’s Institute will once again bring you the nation’s leading securities and corporate legal experts to deliver practical insights and real-world strategies and solutions to the many challenges ...

Ethical Issues in Pro Bono Representation 2015

Seminar  Seminar

As part of PLI’s commitment to public service and the pro bono activities of the legal community, there is no fee to attend this program. Why You Should Attend Using a lively, interactive format, Ethical Issues in Pro Bono Representation 2015 will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice.  What You Will Learn Within the context of pro bono representation, using “all-new” ...

Ethics for Corporate Lawyers 2015

Seminar  Seminar

Why You Should Attend  At this unique program, attendees will watch a video dramatizing a fictitious corporate family that is facing a series of crises and see how inside and outside counsel investigate and then advise management, the board, and the authorities. After each scene, the faculty will discuss the ethical and legal issues the lawyers faced and whether they handled them properly.  What You Will Learn Conflicts when ...

Ethics for Financial Industry Lawyers 2016

Seminar  Seminar

Why You Should Attend The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act. What You Will Learn Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and ...

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