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Drafting and Negotiating Corporate Agreements 2014

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From the program: Drafting and Negotiating Corporate Agreements 2014

Released on: Jan. 24, 2014

In this perennial favorite, our expert faculty will teach you the basics of drafting and negotiating corporate agreements - from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. You will learn how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely to come up in a negotiation ...

Hedge Fund Compliance & Regulatory Challenges 2014

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From the program: Hedge Fund Compliance & Regulatory Challenges 2014

Released on: Feb. 11, 2014

Nearly 40% of investment advisers that are currently registered with the Securities and Exchange Commission manage at least one private fund.  As a result, the SEC’s examination staff has developed new strategies and processes to address the risks associated with managing hedge funds and other private funds.  In addition, in light of the Commodity Futures Trading Commission’s increased jurisdiction over private funds, the National Futures ...

Hedge Fund Management 2013

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From the program: Hedge Fund Management 2013

Released on: Sep. 26, 2013

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

Pocket MBA Fall 2013: Finance for Lawyers -- Legal and Accounting Perspectives on Securities Fraud and Financial Accounting and Reporting Irregularities

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From the program: Pocket MBA Fall 2013: Finance for Lawyers

Recorded on: Oct. 18, 2013

Taken from the Web Program Pocket MBA Fall 2013: Finance for Lawyers recorded October, 2013 in New York.Lecture Topics  [01:29:45]Legal and Accounting Perspectives on Securities Fraud and Financial Accounting and Reporting Irregularities  [01:29:45] The “Dark Side” of Fraud and Earnings Management: the “what,” “how” and “why” of improper manipulation of reported earnings and results of operations Recent securities fraud cases and their ...

Understanding the Securities Laws 2013

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From the program: Understanding the Securities Laws 2013

Released on: Aug. 9, 2013

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.