Ethics

Seminars & Webcasts

This Month

• Jun. 21, 2013 New York, NY

• Jun. 21, 2013 Mechanicsburg, PA
• Jun. 21, 2013 Pittsburgh, PA
• Jun. 21, 2013 Philadelphia, PA

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

• Jun. 24, 2013 New York, NY

• Jun. 24, 2013 Boston, MA
• Jun. 24, 2013 Birmingham, AL
• Jun. 24, 2013 Philadelphia, PA
• Jun. 24, 2013 Mechanicsburg, PA
• Jun. 24, 2013 Pittsburgh, PA
• Jun. 24, 2013 New Brunswick, NJ

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...

• Jun. 25, 2013 New York, NY

• Jun. 25, 2013 Atlanta, GA
• Jun. 25, 2013 Pittsburgh, PA
• Jun. 25, 2013 Cleveland, OH
• Jun. 25, 2013 Philadelphia, PA
• Jun. 25, 2013 Mechanicsburg, PA

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

• Jun. 26, 2013 New York, NY

• Jun. 26, 2013 Atlanta, GA

New developments in confidentiality, the attorney-client privilege, and the attorney work-product doctrine (including disclosure obligations to third parties, the status of government pressure to waive, congressional legislation, selective waiver and inadvertent waiver) Lawyer’s exposure to civil liability Whistle-blower remedies for lawyers Recent developments impacting the "no-contact" rules and lawyer "dissemblance"  ...