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The SEC Speaks in 2016

Seminar  Seminar

At the beginning of each year, PLI presents in cooperation with the U.S. Securities and Exchange Commission The SEC Speaks program, providing an essential update on the current initiatives at the Commission, as well as the priorities for the coming year. At this unique program, you will hear remarks by the Chairman, and  Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation Finance, ...

Securities Offerings 2016: A Public Offering: How it is Done

Seminar  Seminar

Why You Should Attend This course will provide a solid understanding of the legal framework for securities offerings under the Securities Act of 1933. Topics covered include the basics, such as definitions and regulations of “offers” and “sales” of “securities” and the distinctions between public and private offerings, including the need to register public offerings (and how that is done) and basic exemptions ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2016

Seminar  Seminar

Why You Should Attend The Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. DOJ and SEC resources devoted to investigating violations and enforcing the law remain at an all-time high. Recent FCPA and bribery enforcement actions demonstrate that no industry is immune from scrutiny.  Beyond the FCPA, an increasing number of countries, as well as international organizations, are ramping up ...

Internal Investigations 2016

Seminar  Seminar

Why You Should Attend Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, an expert faculty will review the fundaments of conducting an internal investigation, as well as touch on the many more nuanced and practical issues that arise.  A real-world ...

Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues

Seminar  Seminar

WHY YOU SHOULD ATTEND As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee.  If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment.  You ...


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