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Securities Regulation Institute (46th Annual)

Seminar  Seminar

We are pleased to co-chair the 46th edition of PLI’s Annual Institute on Securities Regulation, the most highly anticipated annual review of the current state of securities regulation and corporate law and practice.This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation of the Dodd-Frank and JOBS Acts The latest ...

Hedge and Private Fund Enforcement & Regulatory Developments 2014

Seminar  Seminar

Over the past few years and once again in FY2013, cases against investment advisers have come to represent the single largest component of the SEC’s enforcement docket. At the same time, the SEC’s exam program, working closely with Enforcement, continues to hone its focus on private equity and hedge funds, announcing a series of initiatives targeting new registrants under Dodd-Frank as well as established firms who have not been ...

Annual Disclosure Documents 2014

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by New Jersey Institute for Continuing Legal EducationStay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies.  2014 has been another interesting year with significant events and uncertainties covering a wide spectrum of matters affecting public company disclosures, including the Dodd-Frank Act mandated rulemaking ...

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York