Ethics

On-Demand Learning

This Year

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Recorded on: Mar. 20, 2013

Taken from the Web Program Ethics in Social Media 2013 Recorded March, 2013 in New York Attorneys and Social Media [00:56:13] Informal discovery Recent bar association opinions from state bars Public social media data Judges and social media Disciplinary procedures The purchase price of this segment includes the following article(s) from the Course Handbook available online: New York Rules of Professional ...

Recorded on: Mar. 5, 2013

Taken from the Web Program IP Issues in Business Transactions 2013 Recorded March, 2013 in San Francisco Common Ethics Issues in IP Transactions [01:00:29] Potential unlicensed practice of law Ethical obligations relating to non-clients When are conflicts unwaivable? Attorney misconduct and duty to report The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: May. 14, 2013

Taken from the Web Program Antitrust Institute 2013: Developments & Hot Topics Recorded May, 2013 in New YorkCorporate Compliance and Ethics [01:02:23] Designing an effective compliance program Sentencing Commission Guidelines Attorney-client privilege including Akzo-Nobel Monitoring, auditing and reporting mechanisms Conflicts of interest The purchase price of this segment includes the following article(s) from the Course Handbook ...

Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Distribution of Insurance/Securities Products; Advertising; and Ethics [00:57:20] FINRA and social media Suitability Advertising standards Ethical practices in distribution The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done Recorded March, 2013 in New YorkDue Diligence and the Offering Process [00:00:01]The purchase price of this segment includes the following article(s) from the Course Handbook available online:

Recorded on: Jan. 14, 2013

Taken from the Web Program Understanding Financial Products 2013 Recorded January, 2013 in New York Ethical Challenges and Other Hot Topics in Financial Products [01:04:18] Special responsibilities of counsel: delivery of legal opinions, responses to auditors and attorney reporting requirements Rating agency perspectives FINRA’s new suitability and know your customer rules Anticipated rule-making regarding broker-dealer ...

Recorded on: May. 15, 2013

Taken from the Web Program Leveraged Financing 2013 Recorded May, 2013 in New YorkEthical Considerations in Leveraged Financings [01:01:04] Conflicts of interest and conflict waivers Who is the client; prospective and former clients Client confidences Candor in negotiations Contact with other parties represented by counsel The purchase price of this segment includes the following article(s) from the Course Handbook available online: Selected ...

Recorded on: Mar. 25, 2013

Taken from the Web Program Advanced Licensing Agreements 2013 Recorded March, 2013 in New York Ethical Considerations in Licensing [01:00:27] Drafting in anticipation/avoidance of litigation What happens when a friendly deal turns litigious Deceit and candor Cross-border transactions Communications with adverse parties The purchase price of this segment includes the following article(s) from the Course Handbook ...

Recorded on: Apr. 10, 2013

Taken from the Web Program Pension Plan Investments 2013: Current Perspectives NY Recorded April, 2013 in New YorkEthical Considerations [01:00:36] Attorney-Client Privilege Potential Conflicts of Interest: Participant Lawsuits Document Retention The purchase price of this segment includes the following article(s) from the Course Handbook available online: Professional Responsibility and the ERISA LawyerGlenn E. Butash Ethical Issues ...

Recorded on: May. 1, 2013

Taken from the Web Program Handling a Securities Case 2013: From Investigation to Trial and Everything in Between Recorded April, 2013 in New YorkEthical Issues in Complex Securities Litigation [01:00:18] Drafting the complaint and the use of confidential witnesses Crafting a motion to dismiss limited by the allegations in the complaint Selecting the forum and interactions between plaintiff and defendant groups Retention of discovery materials ...

Recorded on: Apr. 10, 2013

Taken from the Web Program Understanding Employment Law 2013 Recorded April, 2013 in New YorkEthical Practices in Hiring and Disciplining Employees [01:03:06] Use of social media in hiring The interview process The disciplinary process: assessing the facts Conducting a disciplinary meeting The purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethical Issues in Hiring and Disciplining ...

Recorded on: Jan. 29, 2013

Taken from the Web Program Mergers & Acquisitions 2013: Trends and Developments Recorded January, 2013 in New York Ethical Traps for the M&A Practitioner [00:59:14] Clearing conflicts in an M&A transaction Where do ethical duties lie in a management buy-out? Ethical issues arising in the representation of a special committee Negotiating with in-house counsel and more The purchase price of this Web segment includes ...

Recorded on: Apr. 30, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 Recorded April, 2013 in Hong KongEthics: Hypothetical Scenarios [01:02:01] Recent developments, including the work of the 20/20 Commission Resolving conflicts for the global law firm Confidentiality issues Attorney conduct when appearing before regulators The purchase price of this segment includes the following article(s) from the Course ...

Recorded on: Mar. 6, 2013

Taken from the Web Program Counseling Clients in the Entertainment Industry 2013 - Overview of Entertainment Law Issues; Television, Video & User-Generated Content; Videogames & Computer Entertainment; Building an Entertainment Law Practice; Ethics Recorded March, 2013 in New York Ethics [01:01:42] Recent developments in professional responsibility and discipline, e.g., ABA “ethics 20/20” rule changes, multijurisdictional ...

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies Recorded April, 2013 in New YorkEthics [01:01:35] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny  The purchase price of this segment includes the following article(s) from the Course Handbook available online: Zealous Advocacy and ...

Recorded on: Jan. 2, 2013

Taken from the Web Program Ethics for Corporate Lawyers 2012 Recorded December, 2012 in New York Ethics for Corporate Lawyers 2012 [01:57:54] When participation in Joint Defense Agreements can lead to disqualification Limits on assisting clients communicating with adverse parties The propriety of copying opposing parties on lawyer communications Problems with representation of third party witnesses Use of client’s ...

Recorded on: Mar. 12, 2013

Taken from the Web Program Ethics for Government Lawyers 2013 NY Recorded March, 2013 in New York Ethics for Government Lawyers 2013 [01:56:14] The purchase price of this segment includes the following article(s) from the Course Handbook available online: Presentation Material Ethics for Government Lawyers 2013

Recorded on: Apr. 17, 2013

Taken from the Web Program 13th Annual School Law Institute Recorded April, 2013 in New YorkEthics for the School Law Practitioner [01:00:56] What's special about special education law? Issues and Concerns Ethical considerations surrounding the evolving nature of special education law practice Guidelines for varied situations The purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethics ...

Recorded on: Feb. 20, 2013

Taken from the Web Program Commercial Real Estate Financing 2013 Recorded February, 2013 in New York Ethics in Commercial Real Estate Financing [01:00:40] Representation of Multiple Parties Ethics Walls Common Escrow Problems Direct Communications with Represented Parties The purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethical Issues Facing Real Estate ...

Recorded on: Apr. 24, 2013

Taken from the Web Program 25th Annual Elder Law Institute Recorded April, 2013 in New YorkEthics in Elder Law [01:03:37] Attorney Client problems with multiple family members - who is the client? Avoiding crossing the line - self dealing vs. client's interests and wishes Use and abuse of Power of Attorney Who can tell you what is right and wrong? The purchase price of this segment includes the following article(s) from the Course Handbook ...

Recorded on: Feb. 28, 2013

Taken from the Web Program The SEC Speaks in 2013 Recorded February, 2013 in Washington Ethics [00:59:50] Overview of recent Rule 102(e) proceedings - Rule 102(e)(3) - Segal - Rule 102(e)(1) - Tamman Suspension compliance/scope of “appearing and practicing” - Reilly Conflict issues - Multiple representations - SEC alumni/ae appearing and practicing before SEC The purchase price of this segment ...

Recorded on: May. 6, 2013

Taken from the Web Program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 Recorded May, 2013 in New YorkHypothetical: Ethical Issues in Internal Investigations [00:59:57] Ethical considerations in internal investigations Attorney-client privilege/waiver Who is the client, who owns the privilege? Dealing with other countries’ governments, etc. Privacy and data security Moderator: Mark F. MendelsohnSpeakers: ...

Recorded on: Feb. 5, 2013

Taken from the Web Program Hedge Fund Compliance & Regulation 2013 Recorded January, 2013 in New York Investor Relations: Ethical Considerations and Compliance Challenges [01:00:43] Best practices for interacting with investors and prospective investors SEC hot button issues Managing conflicts of interest: weighing the appropriate approach Solicitation and advertising after the JOBS Act The purchase price of this segment ...

Recorded on: Mar. 15, 2013

Taken from the Web Program Basic Immigration Law 2013 Recorded March, 2013 in New York Overview of the U.S. Immigration System, Current Trends and Ethical Issues [01:10:28] Non-immigrants and immigrants; immigrant intent Quotas and priority dates Latest trends - Deferred action and other remedies through prosecutorial discretion Understanding the morass of agencies Unique ethical issues in immigration practice The ...

Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update Recorded February, 2013 in New York Selected Ethics Issues in IP Rights Enforcement and Defense [01:00:12] Investigating suspected infringement, including the risks of using social media and/or deception Communicating with unrepresented parties Lurking conflicts of interest Pitfalls in negotiating settlement agreements Keeping your ...