Recorded on: Feb. 1, 2016
Taken from the Web Program Understanding Financial Products 2016 recorded January, 2016 in New York.
Ethical Challenges [01:03:58]
The Policy Framework: Lawyers as Gatekeepers
The Legal Framework: Rule 102(e) and Sarbanes-Oxley Attorney Conduct Rules
Corporate/Securities Counsel Liability for "Failure to Supervise"
Collateral Consequences: Attorneys as Witnesses
SEC Focus on Defense Counsel
Attorneys as Whistleblowers ...