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Ethical Challenges

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Feb. 1, 2016

Taken from the Web Program Understanding Financial Products 2016 recorded January, 2016 in New York. Ethical Challenges [01:03:58] The Policy Framework: Lawyers as Gatekeepers The Legal Framework: Rule 102(e) and Sarbanes-Oxley Attorney Conduct Rules Corporate/Securities Counsel Liability for "Failure to Supervise" Collateral Consequences: Attorneys as Witnesses SEC Focus on Defense Counsel Attorneys as Whistleblowers ...


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