Ethics

Past 12 Months

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Corporate & Securities

Enforcement

Recorded on: Nov. 15, 2012

Taken from the Web Program 44th Annual Institute on Securities Regulation Recorded November, 2012 in New York Enforcement Roundtable [01:33:43] Financial crisis cases - the SEC/DOJ keep charging ahead Hedge funds and private equity - the SEC/DOJ are looking - what are they finding? Insider trading - something old or something new? The crowded enforcement landscape - the SEC/DOJ are joined by international regulators, the courts ...

Recorded on: Aug. 8, 2012

Taken from the Web Program Prison Law 2012 Recorded August, 2012 in New York Ethical Issues in Prison Actions [01:00:55]   Ethical issues that arise in the context of representing prisoners in civil rights actions Potential for conflicts of interest in prisoners’ rights actions Ethical issues and client relationships The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Recorded on: Dec. 18, 2012

Taken from the Web Program Understanding the Securities Laws 2012 Recorded December, 2012 in New York Ethics and Professionalism in Securities Law [01:00:12] Lawyers as targets - special issues facing securities lawyers SEC investigations Foreign Corrupt Practices Act (“FCPA”) Attorney reporting responsibility Practical guidance for addressing difficult ethical issues The purchase price of this segment ...

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies Recorded April, 2013 in New YorkEthics [01:01:35] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny  The purchase price of this segment includes the following article(s) from the Course Handbook available online: Zealous Advocacy and ...

Recorded on: Nov. 26, 2012

Taken from the Web Program 45th Annual Immigration & Naturalization Institute Recorded November, 2012 in New York Ethics in Immigration Practice: Where Zealous Representation Starts and Ends [01:21:06] Knowing when to withdraw Privacy, confidentiality and privilege Tips to avoid malpractice The purchase price of this segment includes the following article(s) from the Course Handbook available online: 2012 Annual Immigration ...

Recorded on: May. 9, 2012

Taken from the Web Program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 Recorded May, 2012 in New York Hypothetical: Ethical Issues in Internal Investigations [01:03:32] Considerations at the outset Attorney client privilege/ waiver Who is the client, who owns the privilege? Dealing with other countries' governments, etc. Privacy and data security The purchase price of this ...

Recorded on: Jun. 1, 2012

Taken from the Web Program JOBS Act 2012: What You Need to Know Now Recorded May, 2012 in New York Litigation and Ethical Traps in the JOBS Act [01:00:13] SEC enforcement and private litigation concern Ethical considerations for practitioners The purchase price of this segment includes the following article(s) from the Course Handbook available online: Presentation Material JOBS Act – Overview and Observations (May ...

Recorded on: Feb. 12, 2013

Taken from the Web Program Twelfth Annual Institute on Securities Regulation in Europe: Overcoming Deal-Making Challenges in the Current Markets Recorded February, 2013 in London What Every Securities Lawyer Needs to Know About Ethics [01:00:18] Ethics 20/20 and other recent developments Conflicts in multinational context Confidentiality issues Ethics issues for lawyer whistleblowers The purchase price of this segment includes ...