Ethics

Corporate & Securities

Commercial

From the program: Ethics in Banking and Financial Services 2012

Released on: Aug. 14, 2012

Lecture Topics  [Total time 02:43:28] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics in Banking and Financial Services 2012  [02:43:28] C. Evan Stewart, Michael J. Dell, Stacey R. Friedman The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Do's and Don'ts of ...

• Aug. 8, 2013 New York, NY

• Aug. 8, 2013 Birmingham, AL
• Aug. 8, 2013 Cleveland, OH

The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions? The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters? The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside ...

• Sep. 19, 2013 Chicago, IL
• Oct. 15, 2013 New York, NY

• Oct. 15, 2013 Atlanta, GA
• Oct. 15, 2013 Columbus, OH
• Oct. 15, 2013 Philadelphia, PA
• Oct. 15, 2013 Boston, MA
• Oct. 15, 2013 Mechanicsburg, PA
• Oct. 15, 2013 Cleveland, OH
• Oct. 15, 2013 Pittsburgh, PA
• Oct. 15, 2013 New Brunswick, NJ

The M&A markets continue to surprise and confound the experts. With the equity markets climbing into record territory in early 2013 and the debt markets continuing to experience favorable pricing, the environment seems ripe for a strong M&A rebound. Yet the M&A market remains choppy. The volatility in deal activity creates challenges and rewards preparedness. Now more than ever, it is critical for dealmakers and their counsel to stay abreast ...