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From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:00:52]Ethics  [01:00:52] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny The purchase price of this segment includes the following article from the Course Handbook available ...

From the program: First Annual Institute on Corporate & Securities Law in Hong Kong 2013

Recorded on: Apr. 22, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 recorded April, 2013 in Hong Kong.Lecture Topics  [01:01:23]Ethics: Hypothetical Scenarios  [01:01:23] Recent developments, including the work of the 20/20 Commission Resolving conflicts for the global law firm Confidentiality issues Attorney conduct when appearing before regulators The purchase price of this segment includes ...

From the program: Securities Offerings 2013: A Public Offering: How It Is Done

Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done recorded March, 2013 in New York. Lecture Topics  [01:28:57] Due Diligence and the Offering Process  [01:28:57] The purchase price of this segment includes the following article from the Course Handbook available online: Lawyers as Gatekeepers in the Underwriting Process Sarah E. Beshar Presentation Material Due Diligence ...

From the program: Asset Based Financing Strategies 2013

Recorded on: Mar. 18, 2013

Taken from the Web Program Asset Based Financing Strategies 2013 recorded March, 2013 in New York. Lecture Topics  [00:59:25] Ethics in Asset-Based Lending  [00:59:25] Common ethical problems in asset-based lending transactions Special issues in multi-lender transactions Ethical issues in opinion letter practice The purchase price of this segment includes the following article from the Course Handbook available ...

From the program: The SEC Speaks in 2013

Recorded on: Feb. 25, 2013

Taken from the Web Program The SEC Speaks in 2013 recorded February, 2013 in Washington, D.C. Lecture Topics  [00:59:07] Ethics  [00:59:07] Overview of recent Rule 102(e) proceedings - Rule 102(e)(3) - Segal - Rule 102(e)(1) - Tamman Suspension compliance/scope of “appearing and practicing” - Reilly Conflict issues - Multiple representations - SEC alumni/ae appearing and practicing ...

From the program: Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets

Recorded on: Feb. 7, 2013

Taken from the Web Program Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets recorded January 31 - February 1, 2013 in London. Lecture Topics  [00:59:37] What Every Securities Lawyer Needs to Know About Ethics  [00:59:37] Ethics 20/20 and other recent developments Conflicts in multinational context Confidentiality issues Ethics issues for ...