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Securities Offerings 2015: A Public Offering: How it is Done -- Ethics, Due Diligence and the Offering Process

Web Segment  Web Segment    

From the program: Securities Offerings 2015: A Public Offering: How it is Done

Recorded on: Mar. 16, 2015

Taken from the Web Program Securities Offerings 2015: A Public Offering: How it is Done recorded March, 2015 in New York. Ethics, Due Diligence and the Offering Process [01:45:03] Liability provisions and remedies under the Securities Act Importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations Role of participants in the offering process, including ...

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP