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Outsourcing 2014: Sourcing Critical Services

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by Massachusetts CLE Attendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.PLI’s Outsourcing 2014 is a “must” for every lawyer with business clients engaged in outsourcing transactions!Outsourcing brings new opportunities and new risks ...

Securities Filings 2014: Practical Guidance in a Changing Environment

Seminar  Seminar

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2014

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by New Jersey Institute for Continuing Legal EducationIn the aftermath of the financial crisis and recent scandals, and targeted examination and enforcement scrutiny, financial services firms’ corporate compliance and ethics programs are under intense observation. At this program, attendees will get a solid foundation in the relevant regulatory framework, as well as practical considerations regarding the design and ...

Antitrust Counseling & Compliance 2014

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute, 5080 Ritter Rd., Mechanicsburg, PA 17055. You will have the opportunity to submit questions and will receive the printed Course Handbook.Lawyers counseling businesses need to have a solid foundation in principles of antitrust law and an understanding of the latest antitrust developments in order ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

Seminar  Seminar

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and other professionals. Litigators and transactional attorneys will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.What ...

Securities Regulation Institute (46th Annual)

Seminar  Seminar

We are pleased to co-chair the 46th edition of PLI’s Annual Institute on Securities Regulation, the most highly anticipated annual review of the current state of securities regulation and corporate law and practice.This year’s agenda reflects significant developments in the securities laws, as well as changes in the business and legal environment, including: Continued implementation of the Dodd-Frank and JOBS Acts The latest ...

Law and Regulation of "Intermediary" Businesses 2014: Consumer-Facing Technology Providers, Online Platforms, and Online Media

Seminar  Seminar

The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together in new marketplaces, shaking up old industries and networks, and creating new business opportunities and challenges. New technologies and online platforms and marketplaces have changed not only the world of publishing and entertainment ...

Simplifying the World of Complex Financings (Audio-only)

One-Hour Briefing  One-Hour Briefing

Expert faculty will focus on equity-linked instruments that may be offered in securities financing and other strategic transactions, including warrants and convertible securities. They will discuss the principal negotiating issues in connection with such instruments and the associated accounting and financial reporting consequences. Anna T. Pinedo of Morrison & Foerster LLP and Jarrod M. Rhen of WithumSmith+Brown, PC will address the following:  ...

Bolstering Your Company’s Fraud Defenses 2014: Proactive Prevention and Responses

Seminar  Seminar

Companies face greatly increased risks of being a victim of fraud in today's challenging business climate; no company is too big or too small to fall victim. In light of the high costs of fraud, both in actual revenues lost, potential legal exposure and opportunity costs, it is imperative that companies develop and implement proactive strategies to prevent and detect business fraud. Strong fraud prevention and response processes ...

Surviving the SOX 404 Audit of Internal Control over Financial Reporting for 2014 -- Tips for Issuers

One-Hour Briefing  One-Hour Briefing

In the years since the Sarbanes/Oxley Act created the requirement for the annual evaluation of Internal Control Over Financial Reporting issuers have dealt with challenges and uncertainty about how to effectively meet this requirement.  From the first days of the PCAOB's Audit Standard 2, which many would argue drove issuers and auditors to do more work than necessary, to the changes introduced by Audit Standard 5 and the interpretive guidance ...

Advanced Compliance and Ethics Workshop 2014

Seminar  Seminar

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction.Corporate compliance and ethics programs are increasingly important to organizations. Indeed, never in the history of criminal or corporate ...

Hedge and Private Fund Enforcement and Regulatory Developments 2014

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by Pennsylvania Bar InstituteAttendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.Over the past few years and once again in FY2013, cases ...

Directors' Institute on Corporate Governance (Twelfth Annual)

Seminar  Seminar

Learn how to manage today’s heightened scrutiny and expectations of corporate boardsThe past year has seen a host of new expectations imposed on corporate boards in critical areas of governance, including: Risk management and compliance Disclosure Audit committee oversight of financial reporting Shareholder relations Additionally, the Dodd-Frank Act created new requirements for companies and boards, and boards must now ...

Annual Disclosure Documents 2014

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by New Jersey Institute for Continuing Legal EducationStay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies.  2014 has been another interesting year with significant events and uncertainties covering a wide spectrum of matters affecting public company disclosures, including the Dodd-Frank Act mandated rulemaking ...

New Developments in Securitization 2014

Seminar  SeminarGroupcast  Groupcast

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS), collateralized mortgage obligations (CLOs), and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower ...

U.S. Companies Trading on the London Stock Exchange and the Impact of EU Regulations Requiring Mandatory Electronic Settlement

One-Hour Briefing  One-Hour Briefing

Under Article 3(2) of the European Union Regulation on Central Securities Depositories (“CSDR”) published on 28 August 2014, where transactions in transferable securities take place on a trading venue, the relevant securities should be recorded in book entry form in a Central Securities Depository (“CSD”) on or before the intended settlement date (unless already so recorded). The requirement applies irrespective of whether ...

Understanding the Securities Laws Fall 2014

Groupcast  Groupcast

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 ...

Coping With U.S. Export Controls and Sanctions 2014

Seminar  Seminar

Export controls and sanctions continue to change rapidly. It is more important than ever for institutions in all sectors of the economy to stay on top of developments in the United States and other countries. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly ...

Immigration and Naturalization Institute (47th Annual)

Seminar  Seminar

At this year’s Institute, an outstanding faculty of leading practitioners will discuss recent developments, key immigration trends and hot topics. The conference planners are closely monitoring the 2014 immigration reform debate, and speakers will discuss the potential impact of proposed or enacted provisions on an issue-by-issue basis.What you will learn The latest updates about immigration reform legislation and the effects ...

Understanding Financial Products 2015

Seminar  SeminarGroupcast  Groupcast

Co-Sponsored by Massachusetts CLEAttendees in Boston will be seeing the live broadcast from New York City at the conveniently located offices of Massachusetts CLE, 10 Winter Place, Boston, Massachusetts. Remote Location participants will receive all course materials.The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline ...

Drafting and Implementing International Employee Handbooks, Global Codes of Conduct and Cross-Border HR Policies (Audio-only)

One-Hour Briefing  One-Hour Briefing

Everyone says “HR has gone global,” but the acid test of global HR is whether a multinational employer effectively aligns its HR policies globally. And many multinationals flunk this test. Is a multinational really globally-integrated if it has a zero-tolerance discrimination policy in the states?but it imposes mandatory retirement abroad? Is a multinational globally-integrated if its U.S. headquarters claims FCPA compliance on securities ...

Hedge Fund Compliance & Regulatory Challenges 2015

Seminar  SeminarGroupcast  Groupcast

As our first educational conference of 2015 focused on hedge funds, this afternoon program will deliver insights from three distinguished panels of experts who will discuss the regulatory and compliance challenges expected to face hedge fund managers in 2015.A stellar faculty composed of hedge fund general counsels and chief compliance officers, representatives from the SEC and NFA, and law firms will share their insights on building ...

Drafting and Negotiating Corporate Agreements 2015

Seminar  Seminar

Why You Should Attend At this perennial favorite, our expert faculty will teach you the basics of drafting and negotiating corporate agreements -- from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. You will learn how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely ...

Conducting Global Sweepstakes and Contests (Audio-only)

One-Hour Briefing  One-Hour Briefing

With the rise in social media, and as advertisers look to create integrated global campaigns, more and more marketers are turning to global sweepstakes and contests to engage with consumers on a global basis. This program, featuring speakers from Global Advertising Lawyers Alliance (“GALA”) firms from around the world, will help marketers understand the rules of the road when conducting promotions globally, including: What promotion ...

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York