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Financial Services Conflicts of Interest & Fiduciary Duties 2015: Navigating the Emerging Regulatory Maze -- Practical Compliance Considerations in Structuring a Conflicts Management Program

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From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2015: Navigating the Emerging Regulatory Maze

Recorded on: Apr. 22, 2015

Taken from the Web Program Financial Services Conflicts of Interest & Fiduciary Duties: Navigating the Emerging Regulatory Maze recorded April, 2015 in New York. Practical Compliance Considerations in Structuring a Conflicts Management Program [01:00:28] Identifying Conflicts Establishing a Conflicts of Interest Policy Review of Sales Process Coordination Among Affiliated Entities Speakers:  Dana L. Platt, ...

Securities Litigation 2015: From Investigation to Trial -- Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions

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From the program: Securities Litigation 2015: From Investigation to Trial

Recorded on: Apr. 23, 2015

Taken from the Web Program Securities Litigation 2015: From Investigation to Trial recorded April, 2015 in New York. Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions [00:55:41] The plaintiffs’ perspective: investigating the claim and filing the complaint The defendants’ perspective: analyzing the potential motion to dismiss Recent developments in ...

USPTO Post-Grant Patent Trials 2015 -- Covered Business Method (CBM) Challenges and Post-Grant Review (PGR)

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From the program: USPTO Post-Grant Patent Trials 2015

Recorded on: Apr. 20, 2015

Taken from the Web Program USPTO Post-Grant Patent Trials 2015 recorded April, 2015 in San Francisco. Covered Business Method (CBM) Challenges and Post-Grant Review (PGR) [00:58:10] The CBM proceeding has been the focus of intense debate both within the USPTO and the halls of Congress. The unique CBM standing requirements will be discussed relative to issued PTAB decisions, the statute, and proposed legislative revisions. The unique advantages ...

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP