Professional Practice

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Litigation

Securities

Recorded on: May. 1, 2013

Taken from the Web Program Handling a Securities Case 2013: From Investigation to Trial and Everything in Between Recorded April, 2013 in New YorkCommencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions [01:05:55] The plaintiffs’ perspective: investigating the claim and filing the complaint The defendants’ perspective: analyzing the potential motion to dismiss Recent developments in ...

Recorded on: Feb. 28, 2013

Taken from the Web Program The SEC Speaks in 2013 Recorded February, 2013 in Washington Judicial and Legislative Developments [01:01:55] Aiding and abetting the violation of antifraud provisions Brokerage firm liability for sales representatives’ misrepresentations Insider trading liability Statute of limitations for civil penalties Court approval of consent judgments First Amendment challenge to Commission’s ...

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies Recorded April, 2013 in New YorkLegal Issues in the Courts: The Year in Review [01:00:09]The purchase price of this Web segment includes the following article(s) from the Course Handbook available online: What More Can be Done to Deter Violations of the Federal Securities Laws?, Texas Law Review, Vol. 90, pp. 1849–1889 (2012)David M. Becker

Recorded on: Feb. 1, 2013

Taken from the briefing Regulation FD and Social Media in the Wake of the Netflix Investigation: Facebook, Blogging and Beyond recorded February, 2013. The continued surge in the number of people using social media and the many different types of information outlets available for use have put significant pressure on companies' ability to comply with SEC Regulation Fair Disclosure's requirements and restrictions.  Recent news that ...