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Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions

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Recorded on: Apr. 28, 2014

Taken from the Web Program Handling a Securities Case 2014: From Investigation to Trial and Everything in Between Recorded April, 2014 in New YorkCommencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Actions [01:01:47] The plaintiffs’ perspective: investigating the claim and filing the complaint The defendants’ perspective: analyzing the potential motion to dismiss Recent developments in ...

Conversations with the SEC Staff

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Recorded on: Jan. 27, 2014

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2014 Recorded January, 2014 in New YorkConversations with the SEC Staff [01:23:56] A. Panel Discussion The SEC agenda for insurance products Perspectives on risk containment Core IA and IC inspection issues Joan E. Boros, Willie Davis, William J. Kotapish, Jeffrey S. Puretz B. Special Presentation: The SEC’s Agenda and Priorities ...

Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 15, 2014

Taken from the Web Program Drafting and Negotiating Corporate Agreements 2014 Recorded January, 2014 in New YorkEnforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate B. Ethical Issues in Drafting Corporate Agreements [01:32:32] A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate Anticipating disputes and breaches Litigation vs. ADR Choice ...

Enhancing Helpline and Reporting Procedures and Conducting Investigations

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Recorded on: Nov. 20, 2013

Taken from the Web Program Advanced Compliance and Ethics Workshop 2013 Recorded November, 2013 in San FranciscoEnhancing Helpline and Reporting Procedures and Conducting Investigations [01:00:59] Helpline and investigation protocols Communicating with employees about helplines and investigations Responding to Dodd-Frank’s whistleblower provisions Best practices in handling investigations Legal and ethical concerns The purchase price of ...

Judicial Pet Peeves in Civil Litigation

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Recorded on: Oct. 9, 2013

Taken from the Web Program Judges' Pet Peeves 2013: Tips from the Bench on Trial Practice Recorded October, 2013 in New YorkJudicial Pet Peeves in Civil Litigation [01:57:48] Appropriate civil litigation techniques, including how to build credibility with the court Effective pleadings Preliminary injunction practice, Early motions and conferences with the court Rights and wrongs of motion practice Conducting discovery Motions for summary ...

Legal and Accounting Perspectives on Securities Fraud and Financial Accounting and Reporting Irregularities

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Recorded on: Oct. 18, 2013

Taken from the Web Program Pocket MBA Fall 2013: Finance for Lawyers Recorded October, 2013 in New YorkLegal and Accounting Perspectives on Securities Fraud and Financial Accounting and Reporting Irregularities [01:30:28] The “Dark Side” of Fraud and Earnings Management: the “what,” “how” and “why” of improper manipulation of reported earnings and results of operations Recent securities fraud cases and their legal and accounting implications ...

Managing Client Expectations in Litigation: Practical and Ethical Considerations

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Recorded on: Apr. 24, 2014

Taken from the briefing Managing Client Expectations in Litigation: Practical and Ethical Considerations recorded April, 2014.     Litigation is a fluid and amorphous process subject to shifts and strategy based on a constant flow of information and events including actions and reactions of opponents and judges. Clients need to be involved and informed in order to keep the process functional and manageable.In this session, Mark E. ...

New Jersey Criminal Trial Practice (1.8 credits in NJ Newly Admitted Law Code NA3)

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Recorded on: May. 28, 2014

Taken from the Web Program New Jersey Basic CLE Marathon 2014 Recorded May, 2014 in New YorkNew Jersey Criminal Trial Practice [01:31:15] Arrest, indictment and arraignment Discovery Status conferences, pre-trial conferences and pre-trial hearings Plea negotiations and agreements Trial - presentment of evidence and witnesses Post-trial motions Review of significant cases The purchase price of this segment includes the following ...

Overview of the U.S. Immigration System, Current Trends and Ethical Issues

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Recorded on: Mar. 18, 2014

Taken from the Web Program Basic Immigration Law 2014 Recorded March, 2014 in New YorkOverview of the U.S. Immigration System, Current Trends and Ethical Issues [01:07:06] Non-immigrants and immigrants; immigrant intent Quotas and priority dates Understanding the morass of agencies Legislative update Unique ethical issues in immigration practice The purchase price of this segment includes the following article(s) from the Course Handbook ...

Raising a Private Equity Fund: Current Terms

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Recorded on: Jul. 15, 2014

Taken from the Web Program Fifteenth Annual Private Equity Forum Recorded June, 2014 in New YorkRaising a Private Equity Fund: Current Terms [01:22:30] Institutional Limited Partners Association: Private equity principles Governance provisions: Key person and other terms Economic provisions: Carried interest, clawbacks and management fees The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Featured Faculty/Authors
Mark D. Roellig

Mark D. Roellig ~ Executive Vice President and General Counsel, MassMutual Financial Group

Jodie Berger

Jodie Berger ~ Regional Counsel, Legal Services of Northern California

David G. Wilkins

David G. Wilkins ~ Chief Compliance Officer, SNC-Lavalin Group