Professional Practice

Specialized Knowledge and Application

Seminars & Webcasts

• May. 20 - 21, 2013 San Francisco, CA
• Jun. 17 - 18, 2013 New York, NY
• Jul. 15 - 16, 2013 Chicago, IL

This program focuses on critical issues of information privacy, security and data protection faced by all companies. The Internet and other evolving information technologies, wired and wireless, have prompted the development of powerful tools for the collection, processing, storage and use of personal information. These trends create numerous issues regarding limitations on corporate rights to use that information and obligations to protect it from ...

• May. 21 - 22, 2013 Chicago, IL
• Jun. 6 - 7, 2013 New York, NY

• Jun. 6 - 7, 2013 Philadelphia, PA
• Jun. 6 - 7, 2013 Pittsburgh, PA
• Jun. 6 - 7, 2013 Mechanicsburg, PA
• Jun. 6 - 7, 2013 New Brunswick, NJ
• Jun. 6 - 7, 2013 Boston, MA
• Jun. 6 - 7, 2013 Cleveland, OH

At this perennial favorite, our experienced faculty will walk you through all of the steps associated with acquiring and selling a privately held company, whether it is a large independent corporation, a division or subsidiary of a large public company, or a smaller venture capital-backed or family-owned entrepreneurial enterprise. You will learn about the special issues that apply when a private equity firm is the buyer or owns the target company, ...

• May. 29, 2013 New York, NY

• May. 29, 2013 Atlanta, GA
• May. 29, 2013 Philadelphia, PA
• May. 29, 2013 Pittsburgh, PA
• May. 29, 2013 New Brunswick, NJ
• May. 29, 2013 Boston, MA
• May. 29, 2013 Mechanicsburg, PA
• May. 29, 2013 Cleveland, OH

Delaware law continues to play a critical role in U.S. corporate and securities law, particularly in today’s challenging and changing business environment. This unique annual program focuses on the important Delaware corporate law developments over the past year and the practical impact on your corporate or legal practice. The very top Delaware corporate law experts from the Delaware judiciary, leading law firms and corporations, and academia, ...

• May. 30 - 31, 2013 New York, NY

• May. 30 - 31, 2013 Mechanicsburg, PA
• May. 30 - 31, 2013 Philadelphia, PA
• May. 30 - 31, 2013 New Brunswick, NJ
• May. 30 - 31, 2013 Pittsburgh, PA

Compliance and ethics programs should no longer be considered optional. They are an important aspect of legal risk management, and government standards on compliance programs have become increasingly specific. No matter how large or small the company, paying careful attention to corporate compliance and ethics is critical. No area is safe - prosecutors all over the world aggressively attack corporate crime, as countries now pursue subjects ...

• May. 31, 2013 New York, NY

• May. 31, 2013 Philadelphia, PA
• May. 31, 2013 Pittsburgh, PA
• May. 31, 2013 Mechanicsburg, PA

The Dodd-Frank Act and related developments ushered in new rules for broker-dealers and advisors in the municipal market arena. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealer and advisor municipal securities activity. Discussion will include the interplay between the various regulators with respect to municipal securities activity and offer practical compliance considerations.

• Jun. 3 - 4, 2013 San Francisco, CA

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.

• Jun. 4, 2013 New York, NY

Many things have changed in the world of real estate: the structuring of transactions, availability of financing availability of equity capital, bankruptcy remote structures, the role of the bankruptcy process, joint venture considerations, work out pitfalls, carve-out guaranties and unanticipated judicial interpretations, global market gyrations, interest rate setting irregularities, evolving neighborhoods, mega public/private projects, special servicer ...

• Jun. 5, 2013 New York, NY

• Jun. 5, 2013 Columbus, OH
• Jun. 5, 2013 Boston, MA
• Jun. 5, 2013 Mechanicsburg, PA
• Jun. 5, 2013 Pittsburgh, PA
• Jun. 5, 2013 New Brunswick, NJ
• Jun. 5, 2013 Philadelphia, PA

Capital markets are adjusting to a wide range of evolving regulatory standards which affect the way in which offerings are conducted around the world. At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation. Issuers and market participants also face an increasingly active global enforcement environment targeting ...

• Jun. 10, 2013 San Francisco, CA

Corporations, government organizations and millions of consumers are shifting massive quantities of data and their software applications to cloud computing facilities. Cloud computing provides flexibility, enhanced access to software functionality and potential cost savings, but can inject potential new risks. Negotiating contracts for cloud computing services presents new challenges and it can be difficult to formulate a clear understanding of the ...

• Jun. 11, 2013 Chicago, IL
• Jun. 25, 2013 New York, NY

• Jun. 25, 2013 Atlanta, GA
• Jun. 25, 2013 Pittsburgh, PA
• Jun. 25, 2013 Mechanicsburg, PA
• Jun. 25, 2013 Philadelphia, PA
• Jun. 25, 2013 Cleveland, OH

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. At this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise from ...

• Jun. 14, 2013 San Francisco, CA

The IPO market is the most active it has been in more than ten years, with technology companies leading the way. Recent securities law developments, including the Jumpstart Our Business Startups Act and regulatory changes to implement it, are likely to spur new approaches to capital raising, including changes to current practices in IPO transactions. Even without these legal and regulatory developments, current IPO practices are constantly evolving ...

• Jun. 21, 2013 New York, NY

• Jun. 21, 2013 Philadelphia, PA
• Jun. 21, 2013 Pittsburgh, PA
• Jun. 21, 2013 Mechanicsburg, PA

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

• Jun. 24, 2013 New York, NY

• Jun. 24, 2013 Mechanicsburg, PA
• Jun. 24, 2013 Boston, MA
• Jun. 24, 2013 Birmingham, AL
• Jun. 24, 2013 New Brunswick, NJ
• Jun. 24, 2013 Pittsburgh, PA
• Jun. 24, 2013 Philadelphia, PA

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform. At the same time, FINRA’s overhaul of its rulebook as part of its Rulebook Consolidation process is almost complete. This program will provide attendees with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation. ...

• Jul. 8 - 9, 2013 New York, NY

• Jul. 8 - 9, 2013 Boston, MA
• Jul. 8 - 9, 2013 Mechanicsburg, PA
• Jul. 8 - 9, 2013 Pittsburgh, PA
• Jul. 8 - 9, 2013 Philadelphia, PA

Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done. Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing their first SEC audits. ...

• Jul. 17, 2013 New York, NY

• Jul. 17, 2013 New Brunswick, NJ
• Jul. 17, 2013 Birmingham, AL
• Jul. 17, 2013 Mechanicsburg, PA
• Jul. 17, 2013 Pittsburgh, PA
• Jul. 17, 2013 Boston, MA
• Jul. 17, 2013 Philadelphia, PA

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.At this program, attendees will ...

• Jul. 25 - 26, 2013 New York, NY

• Jul. 25 - 26, 2013 Boston, MA
• Jul. 25 - 26, 2013 New Brunswick, NJ
• Jul. 25 - 26, 2013 Cleveland, OH

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley ...

• Aug. 1, 2013 New York, NY

• Aug. 1, 2013 Philadelphia, PA
• Aug. 1, 2013 New Brunswick, NJ
• Aug. 1, 2013 Pittsburgh, PA
• Aug. 1, 2013 Boston, MA
• Aug. 1, 2013 Cleveland, OH
• Aug. 1, 2013 Mechanicsburg, PA

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications. This year’s Securities Arbitration program will ...

• Sep. 12, 2013 New York, NY

• Sep. 12, 2013 Boston, MA
• Sep. 12, 2013 Columbus, OH
• Sep. 12, 2013 Birmingham, AL

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

• Sep. 16 - 17, 2013 New York, NY

• Sep. 16 - 17, 2013 New Brunswick, NJ

The American taxpayer Relief Act of 2012 (the “2012 Tax Act”), which was enacted on January 2, 2013, made “permanent” many of the changes of the Federal transfer tax system that were part of the Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 and that were scheduled to expire at the end of 2012. In addition, the 2012 Tax Act made significant Federal income tax changes. Further, President Obama’s ...

• Sep. 26 - 27, 2013 New York, NY
• Oct. 28 - 29, 2013 San Francisco, CA
• Nov. 14 - 15, 2013 Chicago, IL

• Sep. 26 - 27, 2013 Boston, MA
• Sep. 26 - 27, 2013 Cleveland, OH
• Sep. 26 - 27, 2013 New Brunswick, NJ

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure ...

• Sep. 30. - Oct. 1, 2013 Washington, DC

Lobbying, campaign finance and ethics rules in Washington, and in every state, are changing, and new court cases are affecting lobbyists, corporations, associations, and unions.  Compliance with federal, state and local laws is more complex than ever. Congressional ethics rules, the Lobbying Disclosure Act (LDA), pay-to-play laws, as well as increasing pressure on corporations to disclose to shareholders their contributions and lobby expenditures, ...

• Oct. 2, 2013 New York, NY

The role of the corporate counsel continues to transform to meet new challenges in relation to an increasingly global economy, recent financial turmoil and continually changing new technologies. It is essential for all corporate counsel to be informed of the latest issues and trends and possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments and adding value to the enterprise.

• Oct. 10 - 11, 2013 New York, NY
• Nov. 4 - 5, 2013 Chicago, IL

• Oct. 10 - 11, 2013 Boston, MA
• Oct. 10 - 11, 2013 Mechanicsburg, PA
• Oct. 10 - 11, 2013 Pittsburgh, PA
• Oct. 10 - 11, 2013 Cleveland, OH
• Oct. 10 - 11, 2013 New Brunswick, NJ
• Oct. 10 - 11, 2013 Philadelphia, PA

The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for attorneys and allied professionals. Litigators and transactional attorneys alike will benefit from this practical course designed specifically for non-accountants and taught by members of the nation’s top accounting, tax and advisory firms, leading law firms, in-house counsel and universities.