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Corporate Compliance and Ethics Institute 2015

On-Demand Web Programs  On-Demand Web Programs    

From the program: Corporate Compliance and Ethics Institute 2015

Released on: Jun. 16, 2015

Organizations face enormous legal and compliance risks, and the need for effective compliance and ethics programs to help manage those risks is greater than ever. Indeed, compliance and ethics programs should no longer be considered optional. Government expectations and standards for compliance and ethics programs have become increasingly specific, and good practices continue to evolve. In short, at no time has promoting and maintaining an ethical ...

Private Equity Forum 2014 (Fifteenth Annual)

On-Demand Web Programs  On-Demand Web Programs    

From the program: Private Equity Forum (Fifteenth Annual)

Released on: Jul. 14, 2014

Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done. Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing their first SEC audits.In this ...

Featured Faculty/Authors
Jae  Kim

Jae Kim ~ Senior Vice President and General Counsel, Rambus Inc.

Lori A. Richards

Lori A. Richards ~ Chief Compliance Officer, Asset Management Unit, JP Morgan & Co

Edwin E. Smith

Edwin E. Smith ~ Morgan Lewis & Bockius LLP