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Advising Nonprofit Organizations 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advising Nonprofit Organizations 2014

Released on: Feb. 26, 2014

The business of running a nonprofit organization has become increasingly complex, as nonprofits are under heightened scrutiny to account for their management and fiduciary practices. The repercussions from the economic crisis and the need to cope with ongoing financial uncertainty have also brought into focus new legal standards for proper investment conduct. At the same time, the changing technological landscape forces nonprofits to confront new ...

Banking Law Institute 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Banking Law Institute 2014

Released on: Dec. 24, 2014

The banking industry is in the midst of a fundamental regulatory transformation. Many of the most significant Dodd-Frank rulemakings have been completed, and the focus of regulators and industry participants alike has shifted to the challenges of applying and adapting to these complex and far-reaching regulations. In addition, bankers are beginning to think again about mergers and acquisitions as a strategic tool, but the regulatory process for planning ...

Basics of Mutual Funds and Other Registered Investment Companies 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Basics of Mutual Funds and Other Registered Investment Companies 2014

Released on: May. 7, 2014

This program is designed to provide you with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies” - the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds (“ETFs”) and others. You will learn the fundamentals of the extensive regulatory framework that dictates the structure and operations of retail investment ...

Fundamentals of Investment Adviser Regulation 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Fundamentals of Investment Adviser Regulation 2014

Released on: Jul. 30, 2014

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking and enforcement to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.In this ...

International Estate & Tax Planning 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: International Estate & Tax Planning 2014

Released on: May. 6, 2014

This program will strengthen your understanding and expand your perspective of the fundamental and advanced issues in estate and tax planning for international private clients. Individuals with connections to more than one country - international private clients - need sophisticated succession and tax planning advisors to help them navigate a complex and sometimes treacherous legal, tax and regulatory environment. These clients include U.S. persons ...

International Tax Issues 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: International Tax Issues 2014

Released on: Feb. 13, 2014

As the world’s economies grow increasingly integrated, the international tax laws of the U.S. impact a greater percentage of businesses and transactions.  These international tax rules affect not only large U.S. and foreign-based multinationals, but also increasingly affect mid-sized and smaller firms, financing transactions, mergers and acquisitions, and other commercial activity.  As a result, a working knowledge of these international ...

Featured Faculty/Authors
Kevin J. Ryan

Kevin J. Ryan ~ Managing Director, Global Capital Markets, Morgan Stanley

David G. Keyko

David G. Keyko ~ Pillsbury Winthrop Shaw Pittman LLP

Alyssa A. Grikscheit

Alyssa A. Grikscheit ~ Sidley Austin LLP