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On-Demand Learning

Corporate & Securities

From the program: Advanced Compliance and Ethics Workshop 2012

Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 recorded November, 2012 in San Francisco. Lecture Topics  [01:14:55] Enhancing Helpline and Reporting Procedures and Conducting Investigations  [01:14:55] Drafting helpline and investigation protocols Communicating with employees about helplines and investigations Responding to Dodd-Frank’s whistleblower provisions Best practices in ...

From the program: Corporate Compliance and Ethics Institute 2013

Recorded on: Jun. 12, 2013

Taken from the Web Program Corporate Compliance and Ethics Institute 2013 recorded May, 2013 in New York.Lecture Topics  [01:11:57]The Essential Components of a Program, Ethics and Culture  [01:11:57] Explore the Elements and Characteristics of Effective Programs Primary Legal Standards and Guidance on Effective Programs What Makes an Effective Culture of Compliance How Culture Impacts Compliance Ethics Obligations of Compliance ...

From the program: Drafting and Negotiating Corporate Agreements 2013

Recorded on: Jan. 3, 2013

Taken from the Web Program Drafting and Negotiating Corporate Agreements 2013 recorded January, 2013 in New York. Lecture Topics  [01:37:05] Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements  [01:37:05] A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate [45 minutes]  ...