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Asset Based Financing Foundations

MP4 - Mobile Video Seg  Video Download (MP4)    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    

Recorded on: Mar. 4, 2014

Taken from the Web Program Asset Based Financing Strategies 2014 Recorded February, 2014 in New YorkAsset Based Financing Foundations [00:28:22] The asset-based lending market The importance of a security interest UCC Article 9 definitions Basics of attachment, perfection and priority of a security interest The purchase price of this segment includes the following article(s) from the Course Handbook available online: A Summary of the Provisions ...

Bankruptcy & Reorganizations 2013: Current Developments -- Ethical Issues Continued; The Automatic Stay and Avoiding Powers

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From the program: Bankruptcy & Reorganizations 2013: Current Developments

Recorded on: May. 1, 2013

Taken from the Web Program Bankruptcy & Reorganizations 2013: Current Developments recorded April, 2013 in New York.Lecture Topics  [00:44:18]Ethical Issues Continued; The Automatic Stay and Avoiding Powers  [00:44:18] Ethical issues - continued Changes on scope of stay and exceptions - extraterritoriality (Lyondell) Relief from stay; criteria and litigation Standing of creditors and committees to avoid transfers Valuation ...

Fundamentals of Investment Adviser Regulation 2013 -- Regulation of Advisers (Part III): Compliance; Recordkeeping and Exams; Trends and Developments (Includes Legal Ethics)

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From the program: Fundamentals of Investment Adviser Regulation 2013

Recorded on: Jul. 18, 2013

Taken from the Web Program Fundamentals of Investment Adviser Regulation 2013 recorded July, 2013 in New York.Lecture Topics  [01:12:44]Regulation of Advisers (Part III): Compliance; Recordkeeping and Exams; Trends and Developments (Includes Legal Ethics)  [01:12:44] The Adviser Act’s recordkeeping requirements Code of ethics Requirements regarding compliance programs and reviews The SEC’s Exam Program Current initiatives The ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.