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Acquiring or Selling the Privately Held Company 2012 -- Fiduciary Duties of Directors and Majority Shareholders; Specialty Areas: A. Tax Considerations

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From the program: Acquiring or Selling the Privately Held Company 2012

Recorded on: Jun. 12, 2012

Taken from the Web Program Acquiring or Selling the Privately Held Company 2012 Recorded June 2012 in New York City Lecture Topics Fiduciary Duties of Directors and Majority Shareholders; Specialty Areas: A. Tax Considerations [01:30:00] A discussion of the duty of controlling and majority stockholders to minority holders in: Business combinations/sales/mergers Squeeze outs Transactions with affiliated entities A. Tax Considerations  ...

Advanced Compliance and Ethics Workshop 2012 -- Enhancing Helpline and Reporting Procedures and Conducting Investigations

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From the program: Advanced Compliance and Ethics Workshop 2012

Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 recorded November, 2012 in San Francisco. Lecture Topics  [01:14:55] Enhancing Helpline and Reporting Procedures and Conducting Investigations  [01:14:55] Drafting helpline and investigation protocols Communicating with employees about helplines and investigations Responding to Dodd-Frank’s whistleblower provisions Best practices in ...

Advanced Swaps & Other Derivatives 2012 -- Enforcement, Litigation & Insolvency and Resolution Authority: Netting Opinions; Safe Harbors; Orderly Liquidation Part 1

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From the program: Advanced Swaps & Other Derivatives 2012

Recorded on: Oct. 22, 2012

Taken from the Web Program Advanced Swaps & Other Derivatives 2012 recorded October, 2012 in New York. Lecture Topics  [00:33:18] Enforcement, Litigation & Insolvency and Resolution Authority: Netting Opinions; Safe Harbors; Orderly Liquidation Part 1  [00:33:18] Review of recent cases of interest to the OTC derivatives market, including flip clauses, multilateral netting, and more Fraud prosecutions (synthetic ...

Approaching Veterans Issues: A Legal Overview Including an Update of California Penal Code Section 1170.9 -- Military/Veterans Culture: What You Should Know When Representing Veterans

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From the program: Approaching Veterans Issues: A Legal Overview Including an Update of California Penal Code Section 1170.9

Recorded on: May. 28, 2013

Taken from the Web Program Approaching Veterans Issues: A Legal Overview Including an Update of California Penal Code Section 1170.9 recorded May, 2013 in San Francisco.Lecture Topics  [00:33:37] Military/Veterans Culture: What You Should Know When Representing Veterans  [00:33:37]Both military culture and active duty can explain certain behaviors exhibited by veterans. Learn from two veterans what you should expect and look for.The purchase ...

Bankruptcy & Reorganizations 2013: Current Developments -- Creditors' Committees, Examiners, Role of the U.S. Trustee, and Ethics

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From the program: Bankruptcy & Reorganizations 2013: Current Developments

Recorded on: May. 1, 2013

Taken from the Web Program Bankruptcy & Reorganizations 2013: Current Developments recorded April, 2013 in New York.Lecture Topics  [01:15:23]Creditors' Committees, Examiners, Role of the U.S. Trustee, and Ethics  [01:15:23] Critical issues for the U.S. Trustee in Chapter 11 cases, including appointments, solicitation and venue issues; proposed new fee guidelines Committee and examiner functions and selection processes, Rule 2019 ...

Basic Immigration Law 2013 -- Overview of the U.S. Immigration System, Current Trends and Ethical Issues

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From the program: Basic Immigration Law 2013

Recorded on: Mar. 15, 2013

Taken from the Web Program Basic Immigration Law 2013 recorded March, 2013 in New York. Lecture Topics  [01:09:45] Overview of the U.S. Immigration System, Current Trends and Ethical Issues  [01:09:45] Non-immigrants and immigrants; immigrant intent Quotas and priority dates Latest trends - Deferred action and other remedies through prosecutorial discretion Understanding the morass of agencies Unique ...

Basics of Mutual Funds and Other Registered Investment Companies 2013 -- The Evolution of an Industry: Approaching 75 Years of Retail Fund Regulation

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From the program: Basics of Mutual Funds and Other Registered Investment Companies 2013

Recorded on: Apr. 30, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 recorded April, 2013 in New York.Lecture Topics  [00:41:07]The Evolution of an Industry: Approaching 75 Years of Retail Fund Regulation  [00:41:07] The fund industry prior to regulation and Congress’s first response to dishonesty The Investment Company Act framework and its central focus on conflicts of interest What are “registered investment ...

Case Studies: REIT Acquisitions in a Globalizing World

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Recorded on: Jan. 17, 2013

Taken from the Web Program Real Estate M&A and REIT Transactions 2013 Recorded January, 2013 in New York Case Studies: REIT Acquisitions in a Globalizing World [00:00:01] Drivers of REIT combinations Overcoming impediments to the deal Structuring the deal: creative solutions to thorny issues Protecting the deal Key deal terms and contingencies Issues in multi-jurisdictional deals The purchase price of this ...

Changing Lease Forms and Negotiating Tactics in the New Improving Economy

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Recorded on: Oct. 22, 2012

Taken from the Web Program Negotiating Commercial Leases: How Owners & Corporate Occupants Can Avoid Costly Errors 2012 Recorded October, 2012 in San Francisco Changing Lease Forms and Negotiating Tactics in the New Improving Economy [00:44:35] Lease forms expanding again Econometric layering of “theft by lease” - re-bundle operating expense into fixed rent - anticipate inflation of escalations In Market Recovery ...

Continued Evolution in Auditing and Accounting

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Recorded on: Feb. 21, 2013

Taken from the Web Program Corporate Governance - A Master Class 2013 NY Recorded February, 2013 in New York Continued Evolution in Auditing and Accounting [00:45:00] An energized PCAOB Part I - prospects for audit firm rotation An energized PCAOB Part II - nature of audits An energized PCAOB Part III - communications between auditors and audit committees IFRS update - will we land a woman on Mars before there is IFRS for ...

Corporate Compliance and Ethics Institute 2013 -- The Essential Components of a Program, Ethics and Culture

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From the program: Corporate Compliance and Ethics Institute 2013

Recorded on: Jun. 12, 2013

Taken from the Web Program Corporate Compliance and Ethics Institute 2013 recorded May, 2013 in New York.Lecture Topics  [01:11:57]The Essential Components of a Program, Ethics and Culture  [01:11:57] Explore the Elements and Characteristics of Effective Programs Primary Legal Standards and Guidance on Effective Programs What Makes an Effective Culture of Compliance How Culture Impacts Compliance Ethics Obligations of Compliance ...

Courtroom Skills for Pro Bono Attorneys (Free) -- Getting Started: Preparing Your Case for Trial

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From the program: Courtroom Skills for Pro Bono Attorneys (Free)

Recorded on: Sep. 21, 2012

Taken from the Web Program Courtroom Skills for Pro Bono Attorneys 2012 recorded September, 2012 in San Francisco. Lecture Topics  [00:43:45] Getting Started: Preparing Your Case for Trial  [00:43:45] Special concerns when representing pro bono clients Discussion of specific issues related to Unlawful Detainer trial practice Developing a theory and theme of your case Creating a persuasive story at trial Tips ...

Drafting Securities Filings 2012 -- Filings Under the '34 Act

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From the program: Drafting Securities Filings 2012

Recorded on: Oct. 5, 2012

Taken from the Web Program Drafting Securities Filings 2012 recorded September, 2012 in New York. Lecture Topics  [00:45:15] Filings Under the '34 Act  [00:45:15] Registration and filing “triggers” - Sections 12(b), 12(g) and 15(d) - effect of the JOBS Act Section 13 filing requirements Section 14 filing requirements Section 16 filing requirements Company vs. third party filings The purchase ...

Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 10, 2013

Taken from the Web Program Drafting and Negotiating Corporate Agreements 2013 Recorded January, 2013 in New York Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements [01:37:45] A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate [45 minutes] Anticipating disputes and breaches  ...

How to Choose and Work with Local Law Firms

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Recorded on: Jul. 17, 2012

Taken from the Web Program Doing Deals in and with Emerging Markets: BRIC and Beyond 2012 Recorded July, 2012 in New York How to Choose and Work with Local Law Firms [01:00:51] The pros and cons of working with local counsel Selecting and working with local counsel Facilitating effective communication The purchase price of this segment includes the following article(s) from the Course Handbook available online:

Insurance Products

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Recorded on: Jan. 14, 2013

Taken from the Web Program Understanding Financial Products 2013 Recorded January, 2013 in New York Insurance Products [01:15:02] Universal life insurance Variable insurance products Guarantees Life settlements The purchase price of this segment includes the following article(s) from the Course Handbook available online: Life Settlements as Investment Products Gary M. Brown Life Settlements Task Force, ...

International Searching and Filing Strategies

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Recorded on: Jul. 11, 2012

Taken from the Web Program Understanding Trademark Law in the Global Marketplace 2012 Recorded July, 2012 in San Francisco International Searching and Filing Strategies [00:46:30] Working with foreign associates to clear marks An in-house counsel perspective - What marks should be registered? Seeking protection in different jurisdictions CTM and Madrid Protocol - alternatives to national filings The purchase price of this ...

JOBS Act and Exempt Offerings

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Recorded on: Apr. 22, 2013

Taken from the Web Program Private Placements and Other Financing Alternatives 2013 NY Recorded April, 2013 in New YorkJOBS Act and Exempt Offerings [00:33:25] Overview of JOBS Act Relaxing the prohibition against general solicitation Matchmaking sites Crowdfunding Regulation A+ The purchase price of this segment includes the following article(s) from the Course Handbook available online: CrowdfundingC. Steven Bradford The JOBS Act, ...

Keynote Address Investment Adviser Act Audits: What is the SEC Looking for?

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Recorded on: Jul. 17, 2012

Taken from the Web Program Thirteenth Annual Private Equity Forum Recorded July, 2012 in New York Keynote Address Investment Adviser Act Audits: What is the SEC Looking for? [00:48:41] Investment Adviser Act Audits: What is the SEC looking for? The purchase price of this segment includes the following article(s) from the Course Handbook available online: U.S. Securities and Exchange Commission: Commissioner Daniel M. Gallagher ...

Municipal Law Institute 2012 (12th Annual) -- Practical and Ethical Approach to Compliance with Freedom of Information Laws

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From the program: Municipal Law Institute 2012 (12th Annual)

Recorded on: Jul. 16, 2012

Taken from the Web Program Municipal Law Institute (12th Annual) recorded July, 2012 in New York. Lecture Topics  [01:04:22] Practical and Ethical Approach to Compliance with Freedom of Information Laws  [01:04:22] General overview of requirements Identifying responsive documents and exemptions Communications with clients responsible for responding to inquiries Practical and ethical applications The purchase ...

New Developments in Residential Loan Servicing: State, Federal and Programmatic Laws, Regulations and Standards 2013 (Free) -- The New CFPB Loan Servicing Rules

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From the program: New Developments in Residential Loan Servicing: State, Federal and Programmatic Laws, Regulations and Standards 2013 (Free)

Recorded on: May. 7, 2013

Taken from the Web Program New Developments in Residential Loan Servicing: State, Federal and Programmatic Laws, Regulations and Standards recorded May, 2013 in San Francisco.Lecture Topics  [00:44:22]The New CFPB Loan Servicing Rules  [00:44:22] Loss mitigation Billing and payment changes Escrow and force-placed insurance Error resolution and access to account information (including a review of the current Qualified Written Request ...

Plaintiffs' Perspective on Data Privacy Class Action Suits

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Recorded on: Jan. 24, 2013

Taken from the Web Program Defending Privacy and Behavioral Advertising Class Action Suits 2013: What Every Litigator and In-House Lawyer Needs to Know Recorded January, 2013 in San Francisco Plaintiffs' Perspective on Data Privacy Class Action Suits [00:49:30] A detailed analysis of cases filed to date and the type of practices that cause plaintiffs’ counsel to file suit. This panel will discuss cases, strategies and the mechanics of consolidating ...

What the New Disabilities Law Means for Your Business

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Recorded on: Feb. 5, 2013

Taken from the Web Program Broadband and Cable Industry Law 2013 NY Recorded January, 2013 in New York What the New Disabilities Law Means for Your Business [00:54:41] Is the FCC implementing the CVAA in accordance with Congressional intent? How do the new video description and Internet captioning requirements affect cable and broadband providers? What additional obligations are coming down the road for video programmers and distributors? The ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP